Search for: "Executive Financial Consultants"
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28 Aug 2011, 9:45 pm
The consultation paper proposes changes in three areas. [read post]
7 Mar 2007, 3:12 am
Barbanel, executive vice president and co- global leader of the Financial Advisory and Litigation Consulting Services practice. [read post]
12 Dec 2023, 8:30 am
Consultation is open until 4 March 2024. [read post]
18 Apr 2017, 5:31 pm
It shall be the policy of the executive branch to buy American and hire American. [read post]
16 Nov 2021, 3:23 pm
The Bill follows the draft bill for the Financial Accountability Regime 2021 (Draft Bill) (see our update here), released for public consultation in July. [read post]
12 Feb 2014, 7:42 am
It is as follows: The board of directors or any subcommittee or other committee thereof may convene in executive session to consider personnel matters; consult with legal counsel; discuss and consider contracts, pending or probable litigation and matters involving violations of the declaration or rules and regulations adopted pursuant thereto for which a member, his family members, tenants, guests or other invitees are responsible; or discuss and consider the personal… [read post]
9 Mar 2022, 9:03 am
President Biden signed an executive order on March 9, 2022, outlining the United States government’s strategy and objectives for cryptocurrencies and other digital assets. [read post]
10 Dec 2008, 6:00 pm
It is a bit early to make much of an assessment but the report contains a list of the financial institutions receiving capital infusion and a list of consultants hired to assist with implementation. [read post]
23 Nov 2008, 10:55 pm
We have been writing about the excessive corporate executive compensation for years and it appears that the rest of the financial industry is finally seeing the light. [read post]
2 Nov 2020, 9:06 am
In October 2020, the CBCS started a consultation on a draft of the National Ordinance on the Supervision of Virtual Assets Service Providers. [read post]
29 Jul 2021, 9:12 pm
The Treasury has released for consultation the draft bill for the Financial Accountability Regime (FAR or the Regime). [read post]
18 Jun 2019, 7:23 am
Whistleblower programs are “an important check on a firm’s compliance,” according to a survey of nearly 200 “financial services executives. [read post]
6 May 2015, 11:32 am
Though Avenir Financial Group, a New York-based broker-dealer, has only been a FINRA member for three years, the regulator has alleged substantial fraud claims against the firm, the firm’s Chief Executive Officer and Chief Compliance Officer Michael Clemens and several registered representatives. [read post]
28 Dec 2023, 10:21 pm
Discrepancies in documents: Pay close attention to alterations in estate planning documents, such as a new will or power of attorney, especially if executed without the senior’s clear understanding. [read post]
29 Jul 2010, 4:48 pm
The Act requires disclosure of the relationship between executive compensation actually paid and the company's financial performance, taking into account any change in the value of the company. [read post]
2 Jul 2019, 6:32 pm
In June 2019 ASIC released its estimates for the Industry Funding levy for the 2018-19 financial year. [read post]
9 Feb 2023, 9:03 pm
He was appointed to his current role in 1997 and has since led the Association to a sound financial status. [read post]
13 Dec 2011, 4:16 am
D&O Insurance for Executive Compensation Clawbacks? [read post]
24 Mar 2017, 2:04 am
According to the executive director compliance with these minimum requirements is an ongoing responsibility for the management of financial service providers. [read post]
19 Apr 2021, 9:03 pm
In an Inauguration Day executive order, President Biden directed his Administration to take several steps to address racial equity, including instructing agencies to “consult with members of communities that have been historically underrepresented in the Federal Government and underserved by, or subject to discrimination in, Federal policies and programs. [read post]
