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31 Aug 2023, 5:43 am by jonathanturley
Corizon, LLC, No. 1:14-cv-405-NT, 2015 WL 8664209, at *8 (D. [read post]
31 Aug 2023, 3:55 am by SHG
”In this case, however, Giuliani has given only lip service to compliance with his discovery obligations and this Court’s orders by failing to take reasonable steps to preserve or produce his ESI. [read post]
30 Aug 2023, 8:29 am by Eugene Volokh
"In this case, however, Giuliani has given only lip service to compliance with his discovery obligations and this Court's orders by failing to take reasonable steps to preserve or produce his ESI. [read post]
25 Aug 2023, 7:20 am by jeffreynewmanadmin
The Securities and Exchange Commission charged Wells Fargo Clearing Services LLC and Wells Fargo Advisors Financial Network LLC (collectively, Wells Fargo) for overcharging more than 10,900 investment advisory accounts more than $26.8 million in advisory fees. [read post]
18 Aug 2023, 9:04 am by Tasha Rock
Advisory services offered through Per Stirling Capital Management, LLC. [read post]
17 Aug 2023, 10:49 am by The White Law Group
  State authorities alleged that all three used an unapproved form to obtain client data for the purpose of applying for non-variable life insurance policies. [read post]
9 Aug 2023, 11:25 am by GraceLegere
The post The SEC Cracks down on Private Messaging appeared first on The White Law Group. [read post]
  Just last month, pursuant to its Civil Cyber-Fraud Initiative, the DOJ settled with Jelly Bean Communication Design LLC and manager Jeremy Spinks, individually, for failing to secure data on HealthyKids.org. [read post]
1 Aug 2023, 11:55 pm by D. Daxton White
For more information on The White Law Group, please visit our website at https://whitesecuritieslaw.com/ The post Municipal Bond Checklist appeared first on The White Law Group. [read post]
25 Jul 2023, 10:01 am by Jay R. McDaniel, Esq.
However, to secure temporary restraints, a party must first establish that it has a reasonable likely of success in its cases. [read post]
19 Jul 2023, 9:42 am by Unknown
” said Joseph Saluzzi, partner and co-head of equity trading at Themis Trading LLC, a brokerage firm. [read post]
13 Jul 2023, 9:56 am by Kevin LaCroix
[7] ISS Securities Class Action Services Settlement Data [8] “D&O Insurer Challenges Amid Market, Economic Turbulence,” Law360, Nessim Mezrahi and Stephen J. [read post]
10 Jul 2023, 10:00 pm by Sherica Celine
New and Updated Practical Guidance Content Partnership and LLC Equity Compensation Resource Kit Section 404(c) Participant-Directed Investment Resource Kit Market Trends 1Q 2023: Employee Benefits & Executive Compensation in Corporate Transactions Market Trends 1Q 2023: Executive Employment Agreements Investment Mapping in Participant-Directed Defined Contribution Plans Taxation of Compensatory Transfers of Property (IRC § 83) Healthcare Reform Preventive Services Round-up… [read post]