Search for: "Fields v. U.S. Securities and Exchange Commission"
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7 Aug 2015, 6:00 am
[More…] Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act by the Securities and Exchange Commission The Commission has taken action to address virtually all of the mandatory rulemaking provisions of the Dodd-Frank Act. [read post]
23 Jul 2015, 6:28 pm
The Securities and Exchange Commission (SEC) enjoys a pronounced home-field advantage when trying enforcement actions in its own administrative courts as opposed to federal district courts. [read post]
15 Jul 2015, 8:00 pm
Additionally, these same powers will cooperate with Iran “in the field of peaceful uses of nuclear energy” and “mutually determined civil nuclear cooperation projects. [read post]
5 Jul 2015, 9:30 pm
In Kimble v. [read post]
29 Jun 2015, 11:21 am
Paul posted about how the Supreme Court’s recent decision in City of Los Angeles v. [read post]
28 May 2015, 4:00 am
A 2002 study commissioned by the U.S. [read post]
11 May 2015, 5:00 am
The Securities and Exchange Commission just filed a securities fraud case against the developer. [read post]
26 Apr 2015, 10:07 pm
ONEOK, Inc. v. [read post]
31 Jan 2015, 8:24 pm
In my opinion, the result is a rich scholarly exchange on issues of major contemporary importance. [read post]
6 Jan 2015, 4:14 am
As noted here, the company is already the target of a Federal Trade Commission enforcement action in connection with the breaches. [read post]
17 Nov 2014, 5:26 pm
Raich v. [read post]
9 Nov 2014, 6:46 pm
U.S., 488 U.S. 361 (1988)· Whitman v. [read post]
26 Oct 2014, 8:23 pm
Consideration of Hamdi v. [read post]
16 Sep 2014, 11:40 am
READ PARTS I-V (pp. 101-138 in SSRN version). [read post]
24 Jul 2014, 4:34 am
Last year, we discussed how Judge Leon’s questioning of a proposed settlement between IBM and the Securities and Exchange Commission for alleged books and records violations possibly contributed to an expanded investigation of the Company, and may have complicated the enforcement picture. [read post]
1 Jul 2014, 7:30 am
FRENCH: Cliquez ici pour le télécharger. .GRAND CHAMBERCASE OF S.A.S. v. [read post]
13 May 2014, 10:57 am
Securities and Exchange Commission. [read post]
8 Apr 2014, 12:07 pm
On March 31, 2014, the Securities and Exchange Commission brought insider trading charges against Ching Hwa Chen, the husband of a corporate insider, alleging that he misappropriated financial information from his wife and then shorted her employer’s stock, netting $138,000 in ill gotten gains. [read post]
16 Jan 2014, 4:30 am
Evidence Act) were legislated into hurried existence in the late 1960’s, in response to the decision in, Myers v. [read post]
18 Dec 2013, 3:05 pm
The Securities and Exchange Commission regulates investment advisers under the Investment Advisers Act of 1940 (the “Act”). [read post]
