Search for: "Financial Systems Innovation, LLC" Results 121 - 140 of 357
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25 Jun 2020, 8:00 am by Kristian Soltes
Superintendent Linda Lacewell, says: “The DFS actions announced today in consultation with numerous industry participants and the public will boost responsible innovation and help get New York’s economy back on its feet. [read post]
4 May 2020, 4:26 pm by Brittany Walter and Steven Hollman
  This article also discusses several alternative approaches that could be used during these extraordinary times to incentivize swift collaboration while still protecting the financial interests of the innovators. [read post]
13 Mar 2020, 6:31 am
Laufer and Matthew Caulfield (University of Pennsylvania), on Monday, March 9, 2020 Tags: Accountability, Accountable Capitalism Act, Financial crisis, Financial reform, Misconduct, Securities regulation, Systemic risk, Too big to fail The Age of ESG Posted by Jessica Strine, Marc Lindsay, and Robert Main, Sustainable Governance Partners, on Monday, March 9, 2020 … [read post]
9 Mar 2020, 1:21 pm by Unknown
[One way to read this is as a terrific indictment of our broken health care system.] [read post]
8 Jan 2020, 8:06 am by Kevin LaCroix
  In the history of financial innovation, modernization and invention, there has always existed one constant: whatever the product, criminals will attempt to exploit its application. [read post]
8 Jan 2020, 8:06 am by Kevin LaCroix
  In the history of financial innovation, modernization and invention, there has always existed one constant: whatever the product, criminals will attempt to exploit its application. [read post]
1 Jan 2020, 10:35 am by Cynthia Marcotte Stamer
§ 164.316; and Despite OCR’s investigation and technical assistance, “did not take meaningful steps to address their systemic failures. [read post]
1 Jan 2020, 8:11 am by Rob Robinson
Expanded focus on innovation is being driven by the commercialization of emerging technologies (e.g., artificial intelligence) and the increasing maturity of advanced technologies (e.g., predictive coding). [read post]
13 Dec 2019, 12:54 pm by Tammy Binford, Contributing Editor
Department of Labor’s (DOL) new final rule covering how benefits affect employees’ regular rate of pay provides clarity for employers that offer the innovative benefits packages that have become popular in recent years. [read post]
12 Dec 2019, 2:40 pm by Cynthia Marcotte Stamer
  Notably, however, the proposed settlements would not impose joint and several liability  on McDonald’s USA, LLC as a joint employer, to contribute to the Settlement Funds, but does impose obligations on McDonald’s USA, LLC to support the remedies agreed to by McDonald’s Restaurants of Illinois and the franchisees in a series of specific ways. [read post]
8 Nov 2019, 3:00 am by Jim Sedor
National/Federal A Conspiracy of Hunches: Roger Stone trial set to start this week San Francisco Chronicle – Devlin Barrett, Spencer Hsu, and Manuel Roig-Franzia (Washington Post) | Published: 11/4/2019 Roger Stone is on trial in federal court, where prosecutors plan to dive back into an episode of political chicanery, alleged lies, and conspiratorial texts that parallels the nascent impeachment inquiry into his longtime friend President Trump. [read post]
24 Oct 2019, 2:40 pm by Kevin LaCroix
We allege that the defendants have failed to provide investors with information regarding Grams and Telegram’s business operations, financial condition, risk factors, and management that the securities laws require. [read post]
13 Sep 2019, 5:49 am
Levitin (Georgetown University), on Wednesday, September 11, 2019 Tags: Financial crisis, Financial regulation, Risk management, Securities regulation, Systemic risk, Underwriting Proxy Season Rising Demand for Board Oversight of ESG Posted by Peter Reali and Anthony Garcia, Nuveen, LLC, on Wednesday, September 11, 2019 Tags: Board composition, Board oversight, Boards of… [read post]
6 Sep 2019, 3:00 am by Jim Sedor
Weber’s activities at Mercury LLC have been under scrutiny by federal prosecutors in New York investigating whether he and others complied with laws requiring those working for a foreign country or political party to register with the Justice Department. [read post]