Search for: "Frank Cox"
Results 121 - 140
of 222
Sort by Relevance
|
Sort by Date
15 Dec 2011, 12:22 am
Which of these trends could affect a company's compliance obligations in a post-Dodd-Frank world? [read post]
14 Dec 2011, 5:00 am
Cox, 1:11-cv-451 (S.D. [read post]
21 Oct 2011, 11:09 am
” The SEC is also tasked with numerous Dodd-Frank rulemakings. [read post]
21 Oct 2011, 7:29 am
Only a few examples of unwarranted price fluctuations through attempted market manipulation come to mind such as the in the cases of Cox and Frey (1971), the Hunt brothers (1978), and Ferruzzi SA (1989). [read post]
20 Oct 2011, 5:01 am
Cox, 2011 U.S. [read post]
17 Oct 2011, 7:28 am
For example, in their 2008 article There are Plaintiffs and...There are Plaintiffs: An Empirical Analysis of Securities Class Action Settlements, James Cox, Randall Thomas, and Lin Bai found that pension fund lead plaintiffs in the wake of the PSLRA produced significantly increased settlement sizes. [read post]
14 Oct 2011, 12:09 pm
The SEC served the administrative subpoena on D&T Shanghai’s counsel, Douglas Cox, a Gibson, Dunn & Crutcher partner, in the United States. [read post]
24 Sep 2011, 9:34 pm
Cox, et al, SD Ohio, No. 1:11-civ-451, Sept 20, 2011.The court also ruled that pre-suit demand on the directors was futile and hence not necessary. [read post]
22 Sep 2011, 6:35 am
Jim Copland speaks with Harvey Pitt, former chairman of the Securities and Exchange Commission, about shareholder proposal trends over the last four years and how the SEC has changed since Dodd-Frank. [read post]
24 Jun 2011, 3:51 pm
Judge Frank Cox granted Moore a lower bond under the condition that he move in with his mother, and not live near any animals. [read post]
24 Jun 2011, 3:30 pm
Judge Frank Cox granted Moore a lower bond under the condition that he move in with his mother, and not live near any animals. [read post]
19 May 2011, 4:28 am
SEC to Adopt Dodd-Frank Whistleblower Rules on May 25th Next Wednesday, the SEC will hold an open Commission meeting to adopt final whistleblower rules under Dodd-Frank. [read post]
12 Apr 2011, 5:42 am
Attorney Matthew Beck told Magistrate Judge Madeline Cox Arleo at Bauer’s bail hearing. [read post]
24 Mar 2011, 4:40 pm
The framework will also provide a better understanding of programs supporting fraud deterrence.SAG member, and Duke University Law Professor, James Cox asked if COSO has considered the carve out from the Section 404(b) auditor attestation requirement in the Dodd-Frank Act for small companies in light of the fact that most abuses are disproportionately found in smaller issuers. [read post]
28 Jan 2011, 8:00 am
Dodd-Frank eliminates any authority issue. [read post]
28 Jan 2011, 5:00 am
Had issuers supported the proposal by the Cox Commission, it is likely that Mary Schapiro's Commission would not have proposed an access rule, Dodd-Frank would not have given access authority to the Commission, and shareholders would not now be singularly focused on the issue. [read post]
21 Jan 2011, 11:20 am
But unlike Keen’s insults, I know Frank was just having fun with Thierer.] [read post]
17 Jan 2011, 7:51 pm
Last month, we discussed a column by Reuters' Rob Cox about how the Uinted States ought to look northward for a banking system that works, He thought consumers would be a lot better off in the US if we had a banking system more like Canada's, with a mere five gargantuan banks heavily regulated by the Canadian government. [read post]
5 Nov 2010, 1:04 pm
Cox said House Republicans may await the outcome of the lawsuit filed by the U.S. [read post]
4 Nov 2010, 4:49 am
Dodd-Frank: SEC Proposes New Whistleblower Bounty Program Yesterday, at an open Commission meeting, to propose a new whistleblower program as required by Dodd-Frank. [read post]
