Search for: "Franks Place 2 LLC"
Results 121 - 140
of 152
Sort by Relevance
|
Sort by Date
20 Jul 2011, 7:00 am
But the US Supreme Court, in the 2008 decision of Hall Street Associates, LLC v. [read post]
18 Jul 2011, 2:00 am
Non-Enforcement Matters New Investment Adviser Rules On June 22, 2011, the SEC adopted certain rules and amendments that implement various federal securities initiatives focusing on investment advisers under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
24 Apr 2011, 6:12 pm
IZ discovered that Mohammed purchased 2 or 3 deals + he is not living there, Avigdor wrote. [read post]
30 Mar 2011, 7:00 am
The amendments are driven by the Dodd-Frank Wall Street Reform and Consumer Protection Act requirement that such credit-rating references be replaced with other standards. [read post]
27 Mar 2011, 11:26 am
Sure is nice when all the pieces fall into place. [read post]
15 Feb 2011, 8:32 am
The staff report accompanying its study on enhancing the examination of investment advisers (another study mandated by Congress through Dodd-Frank) offered three alternatives to provide the SEC with additional examiners and financing to meet the examination enhancement mandate Dodd-Frank imposed upon the SEC. [read post]
1 Feb 2011, 6:06 pm
Guidant LLC, 17 No. 25 Westlaw Journal Medical Devices 1, Westlaw Journal Medical Devices January 31, 2011A federal judge in Minneapolis has approved a $296 million plea agreement between Guidant LLC and the Justice Department, noting that the pact places the company on probation, an element absent in a previously rejected proposal. [read post]
24 Jan 2011, 1:59 am
Joseph Franks. [read post]
22 Jan 2011, 7:29 am
But his truck company either 1) didn't care or 2) didn't have a system in place to monitor its drivers. [read post]
15 Dec 2010, 2:00 am
Dinner’s Place, Inc., 827 So. 2d 352, 353 (Fla. [read post]
22 Nov 2010, 10:05 am
This FINRA initiative comes on the heels of the passage of the Dodd-Frank Wall Street Reform and Consumer Protect Act, which requires the SEC to, among other things, conduct a study on what obligations broker-dealers have to their customers and make rules establishing fiduciary duties for broker-dealers. [read post]
18 Nov 2010, 4:39 pm
FIO Act 2000, s 36(2)(b) (inhibition of free and frank provision of advice). [read post]
17 Nov 2010, 8:13 am
Hand is now self-employed as Yampa Quantitative LLC, a Colorado-based consultancy. [read post]
13 Oct 2010, 8:46 am
FMR LLC that the Sarbanes-Oxley whistleblower protections apply to employees of private investment firms that operate and advise mutual funds. [read post]
3 Oct 2010, 5:00 am
Partners, LLC v. [read post]
23 Sep 2010, 6:00 am
Ok, I admit Fusion Capital Fund II, LLC v. [read post]
17 Jun 2010, 5:40 am
My favorite part of the Q&A is this: 2. [read post]
8 Jun 2010, 7:34 pm
Frank L. [read post]
6 May 2010, 7:41 am
Notices were placed along with chains and locks. [read post]
28 Apr 2010, 6:06 pm
District Judge Donovan Frank in St. [read post]
