Search for: "INVESTORS DOES 1-10" Results 121 - 140 of 3,050
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7 Nov 2023, 8:37 am by Arthur F. Coon
  As proposed in CEQA lead agency CPUC’s 2018 FEIR, the Water Supply Project would include:  (110 subsurface slant wells to intake brackish water primarily comprised of seawater at the western edge of the Salinas Basin, requiring a CDP initially within the City’s permitting jurisdiction; and (2) a 9.6-million gallons per day (mgd) desalination plant and related facilities on unincorporated County lands. [read post]
27 Oct 2023, 9:25 pm by Etelka Bogardi (HK) and Conrad Lam
 If a client does not possess the requisite knowledge, the intermediary may only proceed if it has provided adequate training to the client on the nature and risks of trading in VAs or VA-related products. [read post]
27 Oct 2023, 3:17 pm by centerforartlaw
The 85-year-old investor, philanthropist, collector, and trustee of the Metropolitan Museum of Art was highly invested in antiquities. [read post]
24 Oct 2023, 9:01 pm by renholding
It undermines the investor confidence needed for the fair, efficient, and orderly operation of our markets and for capital formation. [read post]
22 Oct 2023, 9:01 pm by renholding
”[1] A decision to allow MD&A line-item omissions to serve as a basis for Section 10(b) liability could have a significant impact on private securities fraud litigation. [read post]
16 Oct 2023, 7:37 am by ESTHER NEVILLE CASTRO
A notable example is the sale of Salvator Mundi by Leonardo da Vinci, sold by Christie’s for 475 million dollars, setting a record as the most expensive artwork ever sold to an individual.[1] One aspect that often raises eyebrows and sparks curiosity in the art market is the concept of anonymity. [read post]
15 Oct 2023, 4:58 am by Arlo Kipfer
Between 1 and 10 years of service: 5 days/year. [read post]
10 Oct 2023, 9:03 pm by renholding
Further, the final rules require passive investors who are not qualified institutional investors to file their initial Schedule 13G filings within five business days rather than 10 days. [read post]
10 Oct 2023, 9:01 pm by renholding
Does the group guidance inappropriately downplay the importance of an “agreement” in group formation? [read post]
8 Oct 2023, 10:37 am by Kevin LaCroix
The law firm memo does not specifically discuss or address the rise of collective investor actions in the U.K. and the E.U. [read post]
4 Oct 2023, 2:08 pm by Kevin LaCroix
  At the end of the piece there are 10 takeaways for directors, board committees and others with interests in the topics covered. [read post]
2 Oct 2023, 9:50 am by Zak Gowen
  Ordinarily, these institutional investors have small—but significant—positions (often 4-10%) in major companies throughout a particular sector. [read post]
26 Sep 2023, 9:01 pm by renholding
’”[19] The Court held “[t]hat a claim is fact-intensive does not preclude dismissal under Rule 12(b)(6) if the plaintiff fails to allege facts plausibly supporting a claim upon which relief can be granted. [read post]
26 Sep 2023, 4:49 am by Guest Author
They read like a checklist of red flags taken directly from SEC’s own investor protection website. [read post]