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The Proposed SEC Climate Disclosure Rule: A Comment from Jon Lukomnik and Keith Johnson
8 Jul 2022, 6:30 am
(discussed on the Forum here); and Corporate Purpose and Corporate Competition by Mark J. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
News You Can Use Digest – July 8, 2022
8 Jul 2022, 4:00 am by Jim Sedor
National/Federal A Trump-Appointed Official Who Gets an Important Vote on Whether Trump Broke Election Laws Spoke at a Texas GOP Event Where He Was Billed as a Part of the ‘Trump Elections Team’ MSN – Madison Hall | Published: 6/30/2022 FEC member Trey Trainor, who was appointed by Donald Trump, spoke at a Republican-sponsored “election integrity” event in Texas in November 2021. [read post]
Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information June 2022
5 Jul 2022, 8:39 am by Silver Law Group
  Jaime Quintero   American Independent Securities Goup, LLC   AFA Financial Group, LLC   J-waun Smiley   Morgan Stanley   Charles Schwab & Co., Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
7 Common Investors Claims in FINRA Arbitration in 2022
28 Jun 2022, 5:26 am by Zamansky LLC
To speak with one of the experienced investment loss attorneys at Zamansky LLC in confidence, please call 212-742-1414 or request an appointment online today. [read post]
Zamansky LLC Blog - http://www.zamansky.com/news-media/
A grievance complaint filed with the assessor or board of assessment review at the administrative level by a net lessee who is contractually obligated to pay real estate taxes on the subject property satisfies RPTL 524 (3) and has standing to challenge the assessment
17 Jun 2022, 9:07 pm by Public Employment Law Press
WILSON, J. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
A grievance complaint filed with the assessor or board of assessment review at the administrative level by a net lessee who is contractually obligated to pay real estate taxes on the subject property satisfies RPTL 524 (3) and has standing to challenge the assessment
17 Jun 2022, 9:07 pm by Public Employment Law Press
WILSON, J. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
The One With The CCO Illegally Selling Securities
16 Jun 2022, 12:59 pm by Doug Cornelius
Morgan Financial Advisors, LLC (“AGM”) of Massapequa, New York, AGM’s owner Vincent J. [read post]
Compliance Building - http://www.compliancebuilding.com
Big Ruling for Free Speech: Most of Florida’s Social Media Censorship Law (SB 7072) Remains Enjoined–NetChoice v. Attorney General
25 May 2022, 9:09 am by Eric Goldman
Second, it will have arranged available content by choosing how to prioritize and display posts—effectively selecting which users’ speech the viewer will see, and in what order, during any given visit to the site… the platforms invest significant time and resources into editing and organizing—the best word, we think, is curating—users’ posts into collections of content that they then disseminate to others. [read post]
Technology & Marketing Law Blog - http://blog.ericgoldman.org/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules April 2022
2 May 2022, 1:51 pm by Silver Law Group
  Jaime Quintero   American Independent Securities Group, LLC   AFA Financial Group, LLC   J-waun Smiley   Morgan Stanley   Charles Schwab & Co., Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Weekly Roundup: April 22-28, 2022
29 Apr 2022, 6:27 am
Bell, Dean Kristy, and Dawn Belt, Fenwick & West LLP, on Saturday, April 23, 2022 Tags: Board composition, Boards of Directors, California, Diversity, ESG, Institutional Investors, Securities litigation, State law SPACs Remain in the SEC’s Crosshairs Posted by Derek Dostal, Pedro J. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: April 22-28, 2022
29 Apr 2022, 6:27 am
Bell, Dean Kristy, and Dawn Belt, Fenwick & West LLP, on Saturday, April 23, 2022 Tags: Board composition, Boards of Directors, California, Diversity, ESG, Institutional Investors, Securities litigation, State law SPACs Remain in the SEC’s Crosshairs Posted by Derek Dostal, Pedro J. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
News You Can Use Digest – April 15, 2022
15 Apr 2022, 4:00 am by Jim Sedor
But the full board of the Public Investment Fund overruled the panel. [read post]
Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed
Weekly Roundup: April 1-7, 2022
8 Apr 2022, 5:50 am
Cochran, Zachary J. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: April 1-7, 2022
8 Apr 2022, 5:50 am
Cochran, Zachary J. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
David Khezri Permanently Barred By FINRA
4 Apr 2022, 8:55 am by Silver Law Group
(CRD#:755) of Florham Park, NJ, expelled on 2/11/2011 J. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Eversheds Sutherland study finds FINRA sanctions surged in 2021; Reg BI poised for emerging enforcement focus
15 Mar 2022, 10:35 am by John Jascob
Another claimed that a firm was not subject to the Form CRS delivery obligation because of characteristics of their customer base, (e.g., retail investors who are high-net-worth individuals) or the services they offer (e.g., investment company products held directly by an issuer, self-directed accounts).However, in emailed comments, partner Issa J. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
U.S. Court of Appeals for the Eight Circuit, Wildhawk Investments, LLC v. Brava I.P., LLC, Docket No. 21-2496
13 Mar 2022, 4:46 pm
This agreement was requested to be made a binding verbal agreement on or before November 2015, between Gerald Edson, Billibob Boor, and Wildhawk Investments LLC, due to restrictions on Recipients SBA financing requirements. [read post]
Frederic Borel - http://fredericborel.blogspot.ch/
Digital Tokens and Trademarks
19 Feb 2022, 12:00 pm by Thomas James
Domain Investments/Matthew Jensen illustrates the interplay of digital tokens and trademark law. [read post]
Cokato Copyright Attorney - https://www.thomasbjames.com
Weekly Roundup: February 11-17, 2022
18 Feb 2022, 6:01 am
Green, and James Bee, Latham & Watkins LLP, on Wednesday, February 16, 2022 Tags: BlackRock, Climate change, Corporate purpose, ESG, Index funds, Institutional Investors, Shareholder voting, Stakeholders, Sustainability IPO Readiness Posted by Brian Lane, Joe Mallin, and Tara Tays, Pay Governance LLC, on Wednesday, February 16, 2022 Tags: Capital formation, Equity-based compensation, Executive… [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Valuation Decision Finds LLC “Worthless, Worthless, Worthless”
14 Feb 2022, 4:44 am by Franklin C. McRoberts
The Business Venture Plaintiff Quattro Parent LLC (“Quattro”) was a closely-held Delaware LLC comprised of a handful of investment funds, including one affiliated with George Soros (“Soros”), which invested in a startup venture to build a wireless broadband network in São Paulo, Brazil. [read post]
New York Business Divorce - http://www.nybusinessdivorce.com/