Search for: "JOHN SARBANES"
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18 Jan 2018, 5:49 am
In John Doe, the D.C. [read post]
3 Jan 2018, 3:00 am
– John Jenkins [read post]
2 Jan 2018, 5:08 pm
The world of directors’ and officers’ liability is always dynamic, but 2017 was a particularly eventful year in the D&O liability arena. [read post]
29 Nov 2017, 8:42 am
At that point, Chief Justice John Roberts opined that not only was a literal reading in this case not absurd, but “[t]he cases where you’re allowed to move beyond the defined term are when if you stick to it, it really makes a mess of the whole thing. [read post]
28 Nov 2017, 11:58 am
The Genberg case deals with the definition of reasonable belief under the Sarbanes-Oxley Act (SOX). [read post]
20 Oct 2017, 6:05 am
Chan, University of Hong Kong, and Jeong Hwan Joo, University of Hong Kong, on Friday, October 13, 2017 Tags: Accounting, Boards of Directors, Capital allocation, Clawbacks, Dodd-Frank Act, Equity-based compensation, Executive Compensation, Financial reporting, Incentives, Management, Misreporting, Pay for performance, Sarbanes–Oxley Act, Securities regulation Recent Cases on Lending Safeguards in… [read post]
4 Sep 2017, 2:20 pm
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
31 Jul 2017, 3:51 am
” The margins were fabulous… John’s 10¢ on SOX John has these random thoughts about Sarbanes-Oxley: Enron, WorldCom, Tyco – I can remember when these were some of the most respected and admired companies in America. [read post]
25 Jul 2017, 3:00 am
– John Jenkins [read post]
7 Jul 2017, 3:40 am
It was mandated as part of Sarbanes-Oxley. [read post]
12 May 2017, 6:49 am
By John Filar AtwoodWhen looking for reasons for the drop in initial public offerings (IPOs) in the U.S. over the past 15 years, do not blame over-regulation. [read post]
11 Apr 2017, 5:37 pm
The report place much of the blame on says that John Stumpf, the bank’s former CEO, and Carrier Tolstedt, who headed the bank’s community banking business. [read post]
7 Apr 2017, 6:00 am
Elson, University of Delaware, on Friday, March 31, 2017 Tags: Delaware articles, Delaware law, DGCL, Dodd-Frank Act, Incorporations, Jurisdiction, Sarbanes–Oxley Act, Securities regulation, State law, U.S. federal courts As the U.S. [read post]
28 Mar 2017, 4:32 pm
In a lengthy and interesting March 25, 2017 opinion (here), Southern District of New York Judge John Koeltl largely denied the dismissal motion. [read post]
10 Mar 2017, 9:40 am
Citing John Carpenter’s The Thing in a single-paragraph dissent, Judge Owens sided with the Fifth Circuit. [read post]
27 Feb 2017, 6:41 am
(Here is the latest edition of the Institute for Justice’s weekly Short Circuit newsletter, written by John Ross.) [read post]
22 Feb 2017, 3:00 am
– John Jenkins [read post]
7 Feb 2017, 8:00 am
(The Sarbanes-Oxley Act had created an accounting board, whose heads were removable only for cause by the SEC, whose heads in turn were assumed to be removable by the president only for cause.) [read post]
15 Dec 2016, 3:00 am
Joe has left Davis Polk twice: once to go in-house for a few years and once to work for SEC Chair Bill Donaldson in DC, during the height of Sarbanes-Oxley rulemaking – but has always returned to what he feels is his true home, Davis Polk. [read post]
1 Dec 2016, 7:38 am
U.S., November 14, 2016).John G. [read post]