Search for: "JPMorgan Securities"
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1 Apr 2021, 8:44 am
Securities and Exchange Commission is inquiring into a newly popular alternative for going public comes as payments firms increasingly turn to the method in lieu of a traditional public offering. [read post]
4 Mar 2021, 9:55 am
Under the Employee Retirement Income Security Act of 1974 (ERISA), 401(k) and 403(b) benefits plan fiduciaries have certain responsibilities to plan participants. [read post]
4 Mar 2021, 9:30 am
JPMorgan Chase & Co. has a history running back to the days of Alexander Hamilton, but it’s also got 50,000 employees working on its technology. [read post]
26 Feb 2021, 3:00 am
JPMorgan’s resistance to the activist push typifies the corporate response so far. [read post]
11 Feb 2021, 8:10 am
., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
28 Jan 2021, 9:34 am
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
16 Jan 2021, 8:32 am
Share Tweet ShareJPMorgan Posts Record $12.1 Billion Profit–Shattering Expectations Despite Pandemic Highs The nation’s largest bank nabbed $29.2 billion in revenue last quarter. https://bit.ly/2LuoWBH* This article was originally published at The Securities Law BThe post JPMorgan Posts Record $12.1 Billion Profit–Shattering Expectations Despite Pandemic Highs appeared first on SECLaw.com.https://bit.ly/3ssYM2K [read post]
15 Jan 2021, 1:48 pm
JPMorgan Chase – The number two spot goes to a collaborative effort between the CFTC, the SEC, and DOJ resulting in a joint settlement that required JPMorgan Chase & Company and its subsidiaries to pay $920 million to the CFTC and $35 million to the SEC, as well as enter into a three-year deferred prosecution agreement with the DOJ. [read post]
14 Jan 2021, 12:11 pm
This ecosystem consists of numerous interlinking components, including the social credit ranking system, the national security law, and cybersecurity laws. [read post]
11 Jan 2021, 8:19 am
If the rate is flat, for instance at a rate of $0.0001 per security, the tax would remain constant regardless of the value of the traded security, resulting in lower valued securities having a higher effective rate. [read post]
3 Dec 2020, 8:40 am
“Many regulators are still determining what open banking looks like in their markets, debating data privacy and security standards and determining what entities have access to this information. [read post]
27 Nov 2020, 12:05 pm
The LPL Stockbroker, The Customer Lawsuit, The Expungement Arbitration, and The SLAPP Lawsuit (BrokeAndBroker.com Blog)JPMorgan Traders Set for Up to 20% Bonus Jump After Record Year (Bloomberg by Michelle F Davis and Sridhar Natarajan)Pennsylvania Attorney Sentenced for Role in $2.7 Million Ponzi Scheme (DOJ Release)Lead Defendant Pleads Guilty in Long Island Federal Court to Transnational Fraud Scheme / Callers Based in India Impersonated Federal Employees and Netted Over $2 Million From… [read post]
25 Nov 2020, 11:30 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
20 Nov 2020, 10:10 am
OCC Assesses $250 Million Civil Money Penalty Against JPMorgan Chase Bank, N.A.GUEST BLOG [In]Securities: Missing a Crowded Table By Aegis Frumento Esq (BrokeAndBroker.com Blog)Louisiana Woman Indicted in $4.8M Elder Fraud Scheme (DOJ Release)SEC Settles with Investment Adviser Who Failed to Disclose Conflicts of Interest and Misled Advisory Clients About the Terms of Their Investments (SEC Release)Commissioner Stops Fraudulent Scheme Promoted to Reddit Users (TSSB Release)FINRA… [read post]
20 Nov 2020, 10:10 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5553/securities-industry-commentator/OCC Assesses $250 Million Civil Money Penalty Against JPMorgan Chase Bank, N.A.GUEST BLOG [In]Securities: Missing a Crowded Table By Aegis Frumento Esq (BrokeAndBroker.com Blog)Louisiana Woman Indicted in $4.8M Elder Fraud Scheme (DOJ Release)SEC Settles with Investment Adviser Who… [read post]
12 Nov 2020, 7:24 am
Revolut, meanwhile, is seeking an e-money license with Ireland’s central bank in addition to a license in Lithuania, which it secured in 2018. [read post]
4 Nov 2020, 9:21 am
Ant Group would have gone public with an estimated total valuation of $310 billion, rivaling the size of JPMorgan Chase, the most valuable U.S. bank. [read post]
29 Oct 2020, 7:36 am
JPMorgan Creates New Unit for Blockchain Projects, Says the Technology Is Close to Making MoneyCNBC – October 27, 2020 JPMorgan Chase said its digital currency, JPM Coin, is being used commercially for the first time this week by a large technology client to send payments around the world. [read post]
23 Oct 2020, 3:31 am
Morgan Chase & Co., JPMorgan Chase Bank, N.A. and JPMorgan Securities. [read post]
22 Oct 2020, 7:06 am
Credit union trade groups have long pushed for a data security standard for retailers and others. [read post]
