Search for: "Morgan Asset Management Inc"
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18 Mar 2014, 1:12 pm
Aninat Schwencke & Cia has a well balanced mix of local and foreign clients, among which some of its most representative include Aaktei, Aguas del Valle, Actis, Acon Investment Private Equity Fund, AGSA Construction, Amarant Mining, American Science and Engineering Inc, Alluvia Mining, American Bridge, Amundi, Asociación Nacional de Supermercados (ASACH), Athelera, Ariba, Austral Capital Private Equity Fund, Balfour Beatty Group, Banco Falabella, Big John, BHP Billiton,… [read post]
5 Mar 2014, 12:22 pm
In Skin Pathology Associates, Inc. v. [read post]
7 Jan 2014, 9:13 am
(See page 69 of Citigroup Inc. [read post]
12 Dec 2013, 10:14 am
According to the SEC’s order instituting settled administrative proceedings, the GLG firms managed the GLG Emerging Markets Special Assets 1 Fund. [read post]
17 Jun 2013, 6:00 am
The limited information provided to the directors was particularly problematic because fair valued securities comprised a significant percentage of the funds' net asset values (NAVs) - in most cases above 60 percent.The settled order finds that the valuation committee to whom the directors delegated the fair valuation responsibilities did not utilize reasonable procedures and often allowed the portfolio manager to arbitrarily set values. [read post]
5 Jun 2013, 9:06 am
By exercising its discretion to waive the 90-day notice period, the EBSA allowed JP Morgan Chase Bank NA and ADP Inc. to terminate immediately and wind up approximately 180 defined contribution pension plans abandoned due to corporate crises or neglect. [read post]
21 Mar 2013, 6:50 am
Even giant Apple Inc. sought advice from Goldman Sachs Group Inc. when it came under fire this year from activist hedge-fund manager David Einhorn, who has been pushing the company to return more cash to shareholders, according to people familiar with the matter. [read post]
7 Mar 2013, 1:40 pm
See, e.g., Morgan Buildings & Spas, Inc. v. [read post]
1 Mar 2013, 11:56 am
Morgan Securities LLC, EMC Mortgage, LLC, Bear Stearns Asset Backed Securities I, LLC, Structured Asset Mortgage Investments II, Inc., SACO I, Inc., and J.P. [read post]
28 Feb 2013, 7:33 am
[Post by Venkat Balasubramani] Castle Megastore Group, Inc. v. [read post]
21 Dec 2012, 10:07 am
Inc. recently suffered another significant securities arbitration loss when a Financial Industry Regulatory Authority Inc. panel issued a $1.38 million award to an investor, whose complaint stemmed from Morgan Keegan’s proprietary bond funds that blew up during the credit crisis. [read post]
31 Oct 2012, 12:28 pm
, Wetherby Asset Management, Evanson Asset Management, LLC, Capital Investment Counsel, Inc. [read post]
31 Oct 2012, 12:28 pm
, Wetherby Asset Management, Evanson Asset Management, LLC, Capital Investment Counsel, Inc. [read post]
9 Oct 2012, 3:53 pm
On September 21, Citigroup Inc. [read post]
14 Sep 2012, 9:39 am
However, Harvey Kadden leads a four-man team which had combined production of more than $14 million in the trailing 12-month period and manages assets in excess of $1 billion. [read post]
11 Sep 2012, 6:23 pm
He has consented to pay $421,702 in civil penalties and disgorgement over allegations that he made unsuitable investment recommendations related to hedge funds that he recommended and managed through Sky Bell Asset Management Inc. between at least 2005 and September 2007. [read post]
8 Aug 2012, 4:01 pm
Inc. [read post]
3 Jul 2012, 7:26 am
Morgan Chase as the nation’s largest bank by assets. [read post]
22 Jun 2012, 1:58 pm
Both brokers were recruited a few months before Morgan Stanley merged with Citigroup Inc.'s (C) Smith Barney. [read post]
15 May 2012, 9:14 am
As discussed here, on April 25, 2012, DOJ announced that Garth Peterson, a former managing director for Morgan Stanley’s real estate business in China, pled guilty in federal court in Brooklyn, New York for participating in a conspiracy to evade the internal accounting controls which the company was required to maintain under the FCPA. [read post]
