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24 Mar 2014, 8:24 pm
The Court will resolve the issue of whether time spent in security screenings is compensable under the Fair Labor Standards Act (“FLSA”), as amended by [...] [read post]
14 Apr 2015, 11:49 am by Adam Nicolazzo
Finally, FINRA announced that Oppenheimer & Co., Inc. has failed to make timely disseminations to FINRA regarding their brokers, which meant that the investing public and other broker-dealers did not get necessary information in a timely manner. [read post]
28 Feb 2011, 12:30 pm by Barry Barnett
Blawgletter wrote a couple of years ago that the tougher test for pleading securities fraud under the Private Securities Litigation Reform Act and Tellabs, Inc. v. [read post]
9 Feb 2023, 6:18 am by The White Law Group
FINRA Censures and Fines Rosenblatt Securities  According to a Letter of Acceptance Waiver and Consent, the Financial Industry Regulatory Authority (FINRA) has censured and fined Rosenblatt Securities, Inc., a broker-dealer headquartered in New York, NY, $35,000 in connection with private placement sales. [read post]
15 Mar 2016, 6:54 am by Lax & Neville LLP
On February 5, 2016, a Financial Industry Regulatory Authority (“FINRA”) panel of arbitrators (the “Panel) rendered an Award (the “Award”) against the Royal Bank of Scotland’s United States securities divisions, RBS Securities, Inc. [read post]
23 Apr 2009, 7:17 am
Ashland Inc., the maker of Valvoline motor oil, has filed sit against Oppenheimer & Co. for selling the company $194 million of illiquid auction-rate securities after lying about the nature of auction-rate securities and the stability of the auction-rate securities market. [read post]
6 Mar 2018, 11:24 am by Renae Lloyd
  The post MVP REIT I and II Merges to Form The Parking REIT Inc. appeared first on White Securities Law. [read post]
7 Dec 2011, 8:25 am by Heather Young
Van Zandt was a registered representative with MetLife Securities, Inc. from December of 2004 through February of 2007. [read post]
10 Apr 2020, 8:04 am by Renae Lloyd
If you have suffered losses in a mortgage REIT such as Blackstone Mortgage Trust Inc., please call the securities attorneys of The White Law Group at (888)637-5510 for a free consultation. [read post]
23 Oct 2020, 6:23 am by Renae Lloyd
If you have concerns regarding investment losses in Premier Biomedical Inc., please call the securities attorneys at The White Law Group for a free consultation at 888-637-5510. [read post]
9 Mar 2018, 10:37 am by Mark Tabakman
A class of workers employed by Converse Inc. have now asked the Ninth Circuit to revive a class action resting on the theory that the time waiting to go through mandatory security inspections was compensable. [read post]