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25 Aug 2022, 8:32 am by The White Law Group
FINRA Censures and Fines Capital Investment Group Inc. for Unsuitable GPB Funds Sales     According to The Financial Industry Regulatory Authority (FINRA) on August 22, 2022, the regulator censured and fined Capital Investment Group Inc. $50,000 and ordered the firm to pay partial restitution of $64,800, plus interest. [read post]
14 Aug 2022, 8:22 am by Kevin LaCroix
Public shareholders may feel that there was an opportunity cost to their investment that is not sufficiently compensated through the mere return of principal and payment of nominal interest. [read post]
12 Aug 2022, 3:19 am by Andrew Lavoott Bluestone
Plaintiffs allege not simply that defendants made an error in judgment but that they actively and surreptitiously assisted Hutson in diverting funds away from plaintiffs (see Lappin v Greenberg, 34 AD3d 277, 279 [1st Dept 2006]). [read post]
29 Jul 2022, 5:30 am by Public Employment Law Press
For example, Comptroller DiNapoli recently presented a member of the Council of School Supervisors and Administrators with an unclaimed funds check for $841.98 at the Comptroller's School Safety Roundtable Discussion. [read post]
29 Jul 2022, 5:30 am by Public Employment Law Press
For example, Comptroller DiNapoli recently presented a member of the Council of School Supervisors and Administrators with an unclaimed funds check for $841.98 at the Comptroller's School Safety Roundtable Discussion. [read post]
20 Jul 2022, 2:00 am by Hishaam Khan
This article has been co-authored by Shawn Barnett (director) and Hishaam Khan (associate designate) of Norton Rose Fulbright South Africa Inc. [read post]
17 Jul 2022, 8:26 am by Ben Vernia
According to DOJ’s press release: BioReference Health LLC, formerly known as BioReference Laboratories, Inc., (BioReference), and OPKO Health, Inc. [read post]
14 Jul 2022, 8:58 am by Iorio Altamirano
Many GWG L Bond investors are skeptical that they will receive any significant portion of their principal back. [read post]
12 Jul 2022, 5:47 am by Jennifer Brand
” Congratulations to this year’s class of Fastcase 50 recipients: Bobby Balachandran, Founder, President, and CEO, Exterro, Inc. [read post]
12 Jul 2022, 5:45 am by Jean O'Grady
” Congratulations to this year’s class of Fastcase 50 recipients: Bobby Balachandran, Founder, President, and CEO, Exterro, Inc. [read post]