Search for: "Principal Global Investors, LLC" Results 121 - 140 of 145
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9 Dec 2010, 11:00 am by Lucas A. Ferrara, Esq.
To determine whether a securities broker is licensed and registered, visit www.finra.org/investors/toolscalculators/brokercheck/index.htm. [read post]
3 Nov 2010, 1:06 pm by admin
  We are in a strange time indeed when investors globally are so worried about five-year US inflation they will pay money to buy insurance against the prospect. [read post]
13 Oct 2010, 6:00 am by Lucas A. Ferrara, Esq.
., to meet with principals of Levine Leichtman to discuss facilitating additional introductions to various institutional investors. [read post]
17 Sep 2010, 8:00 am by Lucas A. Ferrara, Esq.
 To date, fifteen firms have endorsed the Code: investment firms The Carlyle Group, Riverstone Holdings LLC, Pacific Corporate Group Holdings, LLC, HM Capital Partners I, Levine Leichtman Capital Partners, Access Capital Partners, Falconhead Capital, Markstone Capital Group, Ares, Freeman Spogli, Quadrangle, and GKM; placement agent Wetherly Capital Group; political consulting firm Global Strategy Group; and lobbying firm Platinum Advisors. [read post]
10 Sep 2010, 1:00 pm by Lucas A. Ferrara, Esq.
Real Estate Board of New York Real Estate Investor (multiple) Realty Solution Source REEDC Regional Appraisal Associates, Inc. [read post]
30 Jun 2010, 7:14 pm by Angel Reyes
An investment in the Dent Tactical ETF is subject to risk, including the possible loss of principal amount invested. [read post]
16 Apr 2010, 8:00 am by Lucas A. Ferrara, Esq.
Global received a total of approximately $1.3 million for facilitating public pension fund investments in private equity funds managed by Intermedia Advisors, LLC and Clayton, Dubilier & Rice. [read post]
3 Mar 2010, 7:47 am by Page Perry LLC
Jones, an attorney with the Atlanta law firm of Page Perry LLC who is representing several investors in auction rate securities cases. [read post]
5 Jan 2010, 12:00 am
Mr Crary provides investment research on corporate legal matters to hedge funds and insitutional investors - check out his site - Litigation Notes.) [read post]
17 Aug 2009, 8:36 am
"Right now hedge funds are a hot topic," says Kelly Chesney, principal and co-founder of Pluscios Management LLC, a women-owned investment management firm. [read post]
16 Jul 2009, 7:05 am
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing institutional and individual investors in securities-related litigation and arbitration. [read post]
26 Jun 2009, 4:08 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
2 Jun 2009, 7:41 am
A few months ago, The Millstein Center for Corporate Governance and Performance released Voting Integrity: Practices for Investors and the Global Proxy Advisory Industry. [read post]
23 Apr 2009, 4:20 am
Securities and Exchange Commission, the principal laws that protect investors and preserve business integrity are (i) the Securities Act of 1933, (ii) the Securities Act of 1934, (iii) the Trust Indenture Act of 1939, (iv) the Investment Company Act of 1940, (v) the Investment Advisers Act of 1940, and (vi) the Sarbanes-Oxley Act of 2002. [read post]
26 Sep 2008, 11:45 pm
(The TTABlog) (Law360) (Law360) (Post Grant Opposition) (IP Spotlight) Department of Justice letter to Senators Specter and Leahy on Enforcement of Intellectual Property Right Act of 2008: don't make us be Big Content's copyright cops (Ars Technica) (Public Knowledge) (EFF) (Techdirt) (EXCESS COPYRIGHT) (Public Knowledge) OHIM: Extraordinary Join Meeting on 'How to better balance OHIM's budget - the way forward': CTM fees to fall (Out-Law) (Class 46) (IAM) (Managing… [read post]