Search for: "Provident Funding Associates"
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7 Feb 2014, 9:02 am
Next week I'll be running a series on funding legal scholarship. [read post]
2 Aug 2011, 5:11 pm
After receiving considerable negative feedback on this proposal, the NASAA revised its proposed model rule to reflect the following: All venture capital funds and 3(c)(7) funds will be exempt, provided that they file the same reports as an exempt reporting adviser and pay any required notice filing fees. [read post]
27 Nov 2011, 1:55 am
The PEI Private Fund Compliance Forum: San Francisco provides private equity and venture capital firms an opportunity to gain a more complete understanding of what newly registered private funds should expect post-registration and how to implement and manage an effective compliance program. [read post]
1 Sep 2012, 10:45 am
In addition, with respect to requiring funds to ascertain the U.S.person status of their direct investors, the hedge fund associations urged the Commission to clarify that funds may rely on representations from investors as to their U.S.person status. [read post]
29 May 2011, 11:43 am
The hedge fund association supports regulators having information about funds for purposes of systemic risk assessment, provided that sensitive, proprietary information is kept confidential by regulators. [read post]
28 Mar 2022, 4:02 am
Sally has always associated bonds with retirement and decides to build her retirement portfolio entirely out of treasury bonds. [read post]
8 Aug 2010, 8:00 am
The data indicate restrictions on the location of key service providers and permissible distributions via wrappers are associated with lower fund alphas, lower average monthly returns, and higher fixed fees. [read post]
8 Oct 2011, 9:45 am
Dodd-Frank Implementation Considerations for Private Equity and Hedge Funds On October 18th Grant Thornton LLP and Financial Women’s Association of San Francisco will be hosting a panel discussion and reception focused on regulatory issues for hedge funds and private equity funds. [read post]
4 Jan 2010, 1:00 am
Gold Sponsors Patke & Associates Woodfield Fund Administration, LLC Millennium Trust Company Silver Sponsors NorthPoint BNY ConvergEx Group Mallon P.C. [read post]
10 Feb 2014, 2:50 pm
The series begins with a paper reviewing the economics literature on the stability of banks and financial intermediaries, including a summary of intermediaries’ role as liquidity provider and the inherent fragility associated with this function. [read post]
24 Jun 2016, 11:15 am
Specifically, the proposal would require each fund to comply with limitations on the amount of its leverage derivatives and other transactions and to manage risks associated with derivatives transactions by segregating assets in an amount sufficient to enable the fund to meet its obligations under stressed conditions. [read post]
20 Feb 2012, 8:46 am
In a letter to the European Securities and Markets Authority, the Managed Funds Association urged ESMA to provide additional flexibility in the technical standards implementing the EU Regulation restricting transactions in short sales and credit default swaps. [read post]
9 May 2012, 8:02 am
The Managed Funds Association also asked for guidance clarifying how investment funds can delegate day-to-day FATCA compliance responsibilities. [read post]
19 Apr 2013, 2:45 am
TMA’s research program, also begun in 2002, has now funded $2.7 million in myositis research. [read post]
8 Feb 2010, 7:16 pm
Stockbrokers registered with the Financial Industry Regulatory Authority (FINRA), have a fiduciary duty to exercise due diligence to determine whether such investments are suitable for their customers and to adequately disclose the risks associated with investing in speculative and highly illiquid private placements such as the IMH fund. [read post]
30 Jul 2011, 2:31 am
Tomassi Law Associates, LLC is a Rhode Island based law practice with offices in Wakefield, Warwick and North Providence, RI. [read post]
28 Jul 2011, 12:49 pm
“The California Hedge Fund Association expects to provide comments to the DOC in connection with future rulemaking proposals and encourages California-based fund managers to become active in this process,” explains Chris Ainsworth, President of the Association. [read post]
13 Jul 2009, 7:42 am
From the Brain Injury Association of the U.S. [read post]
14 May 2012, 3:57 pm
In a letter to the UK Treasury, the Managed Funds Association also called for flexible application of the Directive’s provisions differentiating between the types of alternative investment funds according to their size and structure. [read post]
5 Jul 2012, 10:41 am
Put plainly, this occurs when a broker fails to provide or properly convey the true risk associated with a particular investment product. [read post]
