Search for: "Robert Lynch"
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8 Sep 2020, 3:44 pm
" Joan Biskupic, Behind closed doors during one of John Roberts' most surprising years on the Supreme Court, CNN.com, July 27, 2020. [read post]
28 Aug 2020, 5:18 am
Lynch).The question for the Board was whether the proposed mark functions as a mark, based on whether the relevant pubic perceives the phrase as a source indicator. [read post]
10 Aug 2020, 9:15 am
• Robert D. [read post]
31 Jul 2020, 12:08 pm
According to CNBC, which obtained documents from the FINRA arbitrations, Benson’s claim, currently pending before FINRA, names Merrill Lynch, Kenahan, and another Merrill Lynch advisor Dermod Cavanaugh and alleges damages in excess of $100 million due to churning and unauthorized trading. [read post]
21 Jul 2020, 4:30 am
Attorney Robert K. [read post]
21 Jul 2020, 4:30 am
Attorney Robert K. [read post]
4 Jul 2020, 8:40 pm
Two southern states continue to conjoin Martin Luther King Jr’s birthday and Robert E. [read post]
30 Jun 2020, 12:59 pm
Calhoun or Robert E. [read post]
28 Jun 2020, 8:14 pm
Supreme Court enabled a century of lynching in 1876 by holding that a U.S. [read post]
24 Jun 2020, 4:00 am
Lynch was convicted of the crime. [read post]
22 Jun 2020, 4:46 am
Pat Lynch isn’t a cartoon character, although he does his best to come off that way. [read post]
17 Jun 2020, 12:48 pm
Another individual, Robert Alvin Justus Jr., who reportedly drove the vehicle, was also charged yesterday. [read post]
16 Jun 2020, 6:40 am
According to FINRA Disciplinary actions for May 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS George Belesis Portfolio Advisors Alliance, LLC John Thomas Financial Dustin Blount MML Investors Services, LLC Northwestern Mutual Investment Services, LLC… [read post]
5 Jun 2020, 3:00 am
ProPublica – Justin Elliott, Lydia DePillis, and Robert Faturechi | Published: 6/2/2020 Federal Reserve Chairperson Jerome Powell and Treasury Secretary Steven Mnuchin have become the public faces of the $3 trillion federal coronavirus bailout. [read post]
4 Jun 2020, 3:00 am
Lynch Prata to potentially get Supreme Court seat” by Katherine Gregg for Providence Journal The post Thursday’s LobbyComply News Roundup appeared first on LobbyComply. [read post]
3 Jun 2020, 11:55 am
(h/t Daron Roberts) As an educator and a parent, it is my duty to show up with mine. [read post]
1 Jun 2020, 2:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5252/securities-industry-commentator/FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc. to Pay $7.2 Million in Restitution to Customers Overcharged for Mutual Funds (FINRA Release)FINRA Imposes Fine and Suspension for Rep's Facilitation of Customer's Son-In-Law's Account Withdrawals.In the Matter of Robert… [read post]
1 Jun 2020, 2:04 am
FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc. to Pay $7.2 Million in Restitution to Customers Overcharged for Mutual Funds (FINRA Release)FINRA Imposes Fine and Suspension for Rep's Facilitation of Customer's Son-In-Law's Account Withdrawals.In the Matter of Robert Silverman, Respondent (FINRA AWC)SEC Awards Record Payout of Nearly $50 Million to Whistleblower / Whistleblower Program Reaches $500 Million in Total Awards (SEC Release)Investment Advisor… [read post]
21 May 2020, 7:12 am
MML Investors Services, LLC Suntrust Investment Services, Inc Mannera, Samuel Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith, Inc. [read post]
21 May 2020, 6:40 am
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Belesis, George Portfolio Advisors Alliance, LLC John Thomas Financial Berghausen, Joseph ADP Broker-Dealer, Inc Cetera Advisor Networks LLC … [read post]
