Search for: "SEC v. Lewis"
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18 Aug 2017, 6:00 am
For example, SEC v. [read post]
18 Aug 2017, 6:00 am
For example, SEC v. [read post]
21 Jul 2017, 6:04 am
Pastuszenski, Goodwin Procter LLP, on Tuesday, July 18, 2017 Tags: California, Class actions, Jurisdiction, New York, PSLRA, Securities Act, Securities litigation, Shareholder suits, SLUSA, State law, Supreme Court CalPERS v. [read post]
17 Jul 2017, 11:33 pm
Corp. v. [read post]
9 Jun 2017, 6:06 am
Brownback, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, June 7, 2017 Tags: Bank Holding Company Act, Banks, Broker-dealers, Dodd-Frank Act, Donald Trump, FDIA, Financial institutions, Financial regulation, Glass-Steagall, GLBA, Investment banking, Mortgage lending, US Senate Supreme Court Applies Five-Year Statute of Limitations to SEC Disgorgement Claims Posted by Lewis J. [read post]
7 Jun 2017, 6:05 am
SEC expands upon its 2013 decision in Gabelli v. [read post]
6 Jun 2017, 3:00 am
Navigating ISS & Glass Lewis 5. [read post]
24 Mar 2017, 7:24 am
The regulation in question is Item three-oh-three of SEC regulation S-K. [read post]
24 Mar 2017, 3:03 am
City of Miami and Wells Fargo v. [read post]
23 Mar 2017, 11:20 am
Needham v. [read post]
24 Feb 2017, 5:35 am
Carter and Karla Bos, Teneo Governance, on Sunday, February 19, 2017 Tags: Boards of Directors, Engagement, Glass Lewis, Institutional Investors, ISS, Proxy advisors, Proxy season, Proxy voting, Shareholder activism, Shareholder voting, Social media Gordon v. [read post]
17 Feb 2017, 12:21 pm
Lewis (granted and consolidated with two other cases, Ernst & Young LLP v. [read post]
3 Feb 2017, 6:04 am
Posted by Seth Duppstadt, Proxy Insight, on Thursday, February 2, 2017 Tags: Boards of Directors, Executive Compensation, Glass Lewis, Institutional Investors, ISS, Management, Proxy advisors, Proxy voting, Say on pay, Shareholder voting Corporate Power is Corporate Purpose I: Evidence from My Hometown Posted by Kobi Kastiel, Co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Thursday, February 2, 2017 Tags: Boards of Directors, Corporate culture, Corporate… [read post]
27 Jan 2017, 6:08 am
Savarese, Wachtell, Lipton, Rosen & Katz, on Wednesday, January 25, 2017 Tags: Anti-corruption, Compliance & ethics, Cybersecurity, DOJ, Donald Trump, FCPA, International governance, Money laundering, Panama Papers, Risk oversight, SEC enforcement, Securities enforcement, Switzerland, Tax avoidance, Taxation, Whistleblowers, Yates memo Solera Underscores (Again) Difficulties of Challenging a Transaction Approved by Disinterested Stockholders Posted by Gail Weinstein and Matthew… [read post]
20 Jan 2017, 6:00 pm
Lewis J. [read post]
18 Jan 2017, 8:10 am
Lewis, Ernst & Young LLP v. [read post]
13 Jan 2017, 12:10 pm
SEC: Whether the five-year statute of limitations in a general provision governing penalties and forfeitures applies to claims by the SEC seeking disgorgement of illegally obtained profits. [read post]
8 Dec 2016, 6:19 am
Rather, relying on its decision in Vanskike v. [read post]
7 Oct 2016, 2:40 pm
Foster, Professor of Law, Lewis & Clark Law School Speakers: David B. [read post]
2 Sep 2016, 6:06 am
Roper, Stanford University, on Thursday, September 1, 2016 Tags: Basic, Disclosure, Erica John Fund v. [read post]
