Search for: "STEVEN MORGAN"
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18 May 2012, 2:00 am
While Stevens’ case was ultimately dismissed, prosecutors who handled the case have since restated their intent (and DOJ’s) to prosecute similar cases if the facts occur. 4) DealBook: In Washington, Mixed Messages Over Tighter Rules for Wall Street - There is no doubt that the revelation of a $2 billion trading loss at JP Morgan due to risky hedging could not have come at a worse time for banks as regulators complete Dodd-Frank rulemaking. [read post]
26 Jun 2008, 3:01 pm
Today's second ruling issued in Morgan Stanley Capital Group Inc. v. [read post]
3 Mar 2020, 9:03 am
Morgan. [read post]
8 Apr 2011, 1:49 pm
Symposium Chair - Steven M. [read post]
30 Jul 2013, 1:06 pm
James MacIntosh, Morgan. [read post]
28 Nov 2017, 12:19 pm
TAX REMEDIES The King Law Reporter December 2017 # 1 Hosted by Fastcase.com & The Morgan King Company Providing prompt notice of new cases, emerging issues, and other timely and important information for professionals who deal with delinquent taxes. [read post]
16 Dec 2013, 9:32 am
Morgan, Senior Assistant Appellate Counsel. [read post]
2 May 2019, 2:06 pm
Morgan wealth management subsidiaries for failing to disclose conflicts of interest to retail clientsTwo UBS advisory firms for failing to disclose a change in investment strategy by a closed-end fund they advisedGustavo A. [read post]
31 Mar 2014, 12:00 am
Danforth Center on Religion and Politics, and Gregory Magarian, JD, School of Law The Creative Process: Andrew Knight, PhD, Olin Business School, and Robert Mark Morgan, Performing Arts Department in Arts & Sciences Gender and Leadership Across Disciplines: Michelle Duguid, PhD, Olin Business School, and Hillary Sale, JD, School of Law In/Equality in Theory and Practice: Vetta Sanders Thompson, PhD, Brown School and Institute for Public Health, and Carol Camp Yeakey, PhD,… [read post]
30 May 2022, 9:30 pm
Immigration Deterrence Shani Roper (University of the West Indies), Sitting at Intersections: Institutionalized Children and the Law in Colonial Jamaica 1904 to 1950 Doris Morgan Rueda (University of Nevada, Las Vegas), “The Boy is Large for His Age”: Making Age in Arizona’s Early Juvenile Court, 1907-1920 2:30-4pm “Legal Rights for Children? [read post]
8 May 2021, 9:09 am
"Writes Steven Zeitchik in "Elon Musk is being brought in to save SNL’s sagging ratings. [read post]
4 Oct 2013, 3:08 pm
Ben Adida Ross Anderson, University of Cambridge Dan Auerbach, Electronic Frontier Foundation Brian Behlendorf, Board Member at EFF, Mozilla, and Benetech Steven M. [read post]
16 Jan 2008, 12:15 am
Morgan of counsel), for respondent. [read post]
2 Jun 2009, 7:42 am
Resnick, and Steven C. [read post]
21 May 2020, 7:12 am
Karney, Amogh McGuire, Jesse JP Morgan Securities LLC Chase Investment Services Corp. [read post]
8 May 2009, 7:18 am
SEC Going After JP Morgan: JP Morgan Chase & Co. said Thursday that the SEC had approved the filing of an enforcement action against it for securities law violations over bond and swap sales for Jefferson County, Ala. [read post]
26 Nov 2019, 7:33 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Ainsworth, Richard Southwest Securities, Inc Morgan Stanley Smith Barney Campbell, Charles A.G. [read post]
26 Nov 2019, 7:44 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ajayi, Emmanuel JP Morgan Securites LLC HSBC Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage Services … [read post]
13 Dec 2006, 12:52 pm
Morgan Chase & Co., the banking giant. [read post]
29 Jun 2018, 6:04 am
State Posted by Alex Knowlton, Equilar Inc., on Monday, June 25, 2018 Tags: Compensation disclosure, Compensation ratios, Executive Compensation, Human capital, Management Political and Social Issues in the Boardroom: Examples from the Gun Industry Posted by Steven M. [read post]
