Search for: "Securities & Exchang v. Lewis" Results 121 - 140 of 216
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26 Feb 2018, 4:32 am by Edith Roberts
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission, calling the outcome “a double-edged sword for employers. [read post]
1 Jun 2010, 2:52 am by Kevin LaCroix
  Securities Law Case Developments A number of law firms have written memoranda discussing the Second Circuit’s April 27, 2010 opinion in the Pacific Investment Management Co. v. [read post]
9 May 2022, 1:35 am by INFORRM
Kentucky and Maryland have introduced insurance data security legislation based on the National Association of Insurance Commissioners Insurance Data Security Model Law. [read post]
17 Feb 2021, 8:41 am by Liskow & Lewis
To receive information from Liskow & Lewis, your information will be kept in a secured contact database. [read post]
17 Feb 2021, 8:41 am by Andrew Mahtook and William Bennett
To receive information from Liskow & Lewis, your information will be kept in a secured contact database. [read post]
15 May 2017, 3:32 am by Peter Mahler
In Lewis v Alcobi, 2017 NY Slip Op 30664(U) [Sup Ct NY County Apr. 6, 2017], Manhattan Commercial Division Justice Anil C. [read post]
15 May 2017, 3:32 am by Peter Mahler
In Lewis v Alcobi, 2017 NY Slip Op 30664(U) [Sup Ct NY County Apr. 6, 2017], Manhattan Commercial Division Justice Anil C. [read post]
Supplemental bonding: Current regulations – BOEM can require additional security based on an evaluation of a lessee’s ability to carry out present and future obligations demonstrated by five factors: (i) financial capacity substantially in excess of existing and anticipated lease and other obligations as evidenced by audited financial statements; (ii) projected financial strength significantly in excess of existing and future lease obligations based on the estimated value of… [read post]
12 Jul 2020, 6:26 pm by Francis Pileggi
In that case, the plaintiff sought to compel the production of documents that the defendant previously produced to the Securities and Exchange Commission (SEC) in connection with an investigation. [read post]
11 Jan 2017, 7:19 am by Kate Howard
§ 1658(b)(2) applicable to fraud claims under the Securities Exchange Act of 1934, with respect to the claims of the class members. [read post]
5 Oct 2022, 6:30 am
Section 15 and Section 20(a) provide that any person who directly or indirectly “controls” another person found liable for a violation of the Securities Act or Exchange Act, respectively, or any regulation thereunder is jointly and severally liable, to the same extent as the controlled person, to any person to whom the controlled person is liable. [read post]