Search for: "Securities and Exchange Commission v. Jones"
Results 121 - 136
of 136
Sort by Relevance
|
Sort by Date
5 Apr 2009, 1:26 pm
In December 2008, after the Securities and Exchange Commission (”SEC”) concurred in the exclusion of shareholder proposals seeking greater disclosure of risks related to mortgage investments at Washington Mutual, a coalition of over 60 investors called on then President-Elect Obama to limit the ability of companies to exclude shareholder proposals related to corporate risk evaluation.[10] The corporate governance challenges for the companies being… [read post]
12 Mar 2009, 7:29 pm
Jones v. [read post]
11 Dec 2008, 9:55 pm
Schaffer (both with Jones Day) have written an interesting review of the newly-published Securities and Exchange Commission Enforcement Manual, posted on law.com ("Release of 'Red Book' a Move Toward SEC Transparency"). [read post]
11 Dec 2008, 5:41 pm
"With respect to new litigation," says litigation partner Keith Miller, a former Securities and Exchange Commission lawyer, "there's not a lot. [read post]
11 Nov 2008, 1:00 am
V. [read post]
8 May 2008, 4:14 pm
Horizontal data exchanges, for example, are evaluated by considering specific aspects of the structure of the market in which the participants compete and the nature of the information exchange (see Todd v. [read post]
24 Jan 2008, 8:02 am
In 2003, The Securities Exchange Commission instituted a regulation requiring certain hedge funds, previously unregulated, to register as Investment Advisers. [read post]
16 Jan 2008, 3:21 pm
Wall Street has successfully argued that Congress intended only the Securities and Exchange Commission to police fraud, not to open the door to lawsuits by private shareholders. [read post]
16 Nov 2007, 12:02 am
But on Wednesday, the company reported a happy ending: The Securities and Exchange Commission closed its investigation of the company's option practices without taking enforcement action. [read post]
9 Nov 2007, 6:45 am
The Securities and Exchange Commission appears poised to adopt a rule that would bar investors from filing proxy access proposals in 2008, a prospect that has alarmed some investors and Democratic lawmakers. [read post]
6 Nov 2007, 7:36 am
Box 1358 Hot Springs, AR 71902 Phone: (501) 624-4411 (V/TDD) Fax: (501) 624-019 DISABILITY ORGANIZATIONS ADAPT Arkansas ADAPT Leonard Boyle Phone: (501) 565-8495 Verlon McKay Phone: (501) 568-1887 Fax: (501) 821-4087 AIDS Arkansas AIDS Foundation P.O. [read post]
15 Aug 2007, 11:38 am
Stoneridge Investment Partners v. [read post]
8 May 2007, 5:15 am
We will begin a series of posts on the role of the Securities and Exchange Commission in the corporate governance process. [read post]
30 Apr 2007, 3:52 am
Schaffer On Feb. 26, 2007, Southern District of New York Judge Richard Conway Casey dismissed the Securities and Exchange Commission's action seeking civil monetary penalties and an injunction against former Citigroup Asset Management (CAM) executives Thomas W. [read post]
9 Mar 2007, 12:55 pm
It’s front page news on today’s Financial Times (top left, no less, and see Lombard, page 18; subscription required for both), on page 18 in the Wall Street Journal and in a whole host of UK newspapers: US Securities and Exchange Commission official Roel C. [read post]
28 Feb 2007, 9:20 am
In SEC v. [read post]
