Search for: "Sound Capital Management, Inc." Results 121 - 140 of 336
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20 Feb 2018, 4:17 pm by Kevin LaCroix
Regulators noting these developments have started sounding the alarm bell. [read post]
17 Dec 2017, 3:28 pm by Wolfgang Demino
Why is the financial sector going so mad over Madden when only Midland Funding and Midland Credit Management are afflicted and in need of Congressional intervention? [read post]
14 Nov 2017, 3:27 am by Kevin LaCroix
”   Chairman Clayton, a seasoned securities regulation veteran and expert cautioned that many ICO platforms were susceptible to manipulation and other fraudulent practices by ICO insiders, management, and better-informed traders. [read post]
1 Nov 2017, 12:45 pm by James Innocent
That’s not an indictment of capitalism, it’s just a recognition of how the system’s gears turn: Buy low, sell high. [read post]
24 Oct 2017, 10:49 am by John Elwood
Our sole new relist is a capital case out of Alabama. [read post]
5 Oct 2017, 5:20 pm by Wolfgang Demino
Uderitz of Vantage Capital Group is all focused on PHEAA’s alleged shortcomings and failures in servicing. [read post]
2 Oct 2017, 4:50 pm by Kevin LaCroix
The SEC’s disclosure that its EDGAR system had been had hacked was big news last week, as was the accompanying disclosure that the information accessed may have been used for improper trading. [read post]
20 Sep 2017, 1:43 am by Joseph Leahy
At first glance, the arrangement between Loftium and participating homebuyers might sound like a loan. [read post]
17 May 2017, 11:02 am by John Elwood
Kubsch, 16-1021, a gruesome capital case out of Indiana. [read post]
21 Oct 2016, 1:00 am
The Virtuous Corporation Posted by Shlomit Azgad-Tromer, Columbia Law School, on Friday, October 14, 2016 Tags: Benefit corporation, Compliance & ethics, Corporate culture, Corporate Social Responsibility, Engagement, Firm performance, Incentives, Management, Reputation, Social capital, Stakeholders, Sustainability Proposed Canada Business Corporations Act Amendments: A New Era? [read post]
25 Jul 2016, 8:20 am by Robert B. Lamm
As noted, IPOs remain effective ways of raising capital and achieving liquidity. [read post]
17 Apr 2016, 8:27 am by Barry Sookman
I recently had the privilege of speaking about the Trans-Pacific Partnership (TPP) at the Fordham 24th Annual Intellectual Property Law and Policy Conference, a stellar international IP conference. [read post]
8 Mar 2016, 12:13 pm by Mark Astarita
The Securities and Exchange Commission today announced fraud charges against an unregistered fund manager accused of hiding his checkered past while providing false and misleading data to investors and an independent research firm. [read post]