Search for: "The Commissioner of Securities"
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24 Aug 2010, 1:00 pm
On August 4, 2010, the Montana Securities and Insurance Commissioner filed a disciplinary action against Securities America and several of the firm's top executives alleging securities fraud in connection with the sale of the failed Medical Capital private placement. [read post]
19 Jul 2017, 4:00 am
The Commissioner explained that "A notice of petition which fails to contain the language required by the Commissioner’s regulation is fatally defective and does not secure jurisdiction over the intended respondent" as it is the notice of petition that alerts a party to the fact that he or she is the subject of removal proceedings. [read post]
18 Oct 2022, 6:31 am
Uyeda is a Commissioner at the U.S. [read post]
11 Jan 2011, 2:00 am
The Commissioner of Corporations may issue desist and refrain orders under the Corporate Securities Law of 1968. [read post]
23 Jul 2020, 6:06 am
Peirce is Commissioner at the U.S. [read post]
1 Nov 2021, 6:29 am
My views are my own and not necessarily those of the Securities and Exchange Commission or my fellow Commissioners. [read post]
12 Jan 2014, 1:25 pm
Commissioner for the Internal Market Michel Barnier. [read post]
19 Oct 2017, 5:35 am
It is highly likely that the National Association of Insurance Commissioners (“NAIC”) will adopt a model data cyber security law premised largely on the New York State Department of Financial Services (“NYSDFS”) cyber security regulations. [read post]
19 Oct 2017, 5:35 am
It is highly likely that the National Association of Insurance Commissioners (“NAIC”) will adopt a model data cyber security law premised largely on the New York State Department of Financial Services (“NYSDFS”) cyber security regulations. [read post]
19 Oct 2017, 5:35 am
It is highly likely that the National Association of Insurance Commissioners (“NAIC”) will adopt a model data cyber security law premised largely on the New York State Department of Financial Services (“NYSDFS”) cyber security regulations. [read post]
9 May 2007, 4:12 am
Securities and Exchange Commissioner Roel Campos described the new world of corporate governance, as he sees it, to the Philadelphia Chapter of the National Association of Corporate Directors Tuesday. [read post]
9 Oct 2009, 1:21 pm
Members of Cosgrove Law, LLC recently attended the 2009 Securities Symposium, which included discussions with the Missouri Commissioner of Securities, Matthew D. [read post]
17 Mar 2022, 7:00 am
In November 2021, human rights watchdogs had initiated such action against Belarusian security authorities in Germany because of its universal jurisdiction. [read post]
6 Sep 2009, 8:16 am
Securities Arbitrations Involving Mortgage-Backed Securities and Collateralized Mortgage Obligations: Suitable for Unsuitability Claims, by Bradley J Bondi, Counsel to SEC Commissioner; Adjunct Professor of Law, was recently posted on SSRN. [read post]
21 Apr 2009, 1:46 pm
SEC Commissioner Luis A. [read post]
7 Feb 2014, 2:18 pm
., Commissioner Luis A. [read post]
13 Jul 2020, 9:19 am
Commissioner Hirshfeld’s original term was set to expire this month. [read post]
18 Dec 2013, 2:26 pm
On December 18, 2013 in Washington, D.C. at an SEC open meeting, Commissioner Michael S. [read post]
18 Dec 2013, 2:21 pm
On December 10, 2013 in Berlin, Germany, Commissioner Daniel M. [read post]
26 Jan 2007, 1:58 pm
[JURIST] EU Freedom, Security and Justice Commissioner Franco Frattini [official website; BBC profile] urged the 27 EU nations on Friday to adopt EU-wide laws criminalizing denial of the Holocaust [JURIST news archive] and incitement of hatred and racial violence. [read post]
