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27 Mar 2023, 9:01 pm
As in 2021 and 2020, the decline in the number of merger-objection cases filed (down to eight from the peak of 205 in 2017) drove the decrease in the total number of new federal class actions filed in 2022 (down to 205 from the peak of 431 in 2018). [read post]
23 Mar 2023, 7:26 am
His previous employers were Western International Securities (CRD# 39262) of Westlake Village, CA, Independent Financial Group, LLC (CRD# 7717) of Sherman Oaks, CA, and Royal Alliance Associates, Inc. [read post]
21 Mar 2023, 7:31 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
20 Mar 2023, 11:18 am
Alps South, LLC, 735 F.3d 1333, 1342 (Fed. [read post]
14 Mar 2023, 10:17 am
Hiring a Securities Attorney The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
14 Mar 2023, 8:25 am
Hiring a Securities Attorney The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
6 Mar 2023, 1:41 am
Damages were awarded to the total of £97,041.61. [read post]
23 Feb 2023, 9:01 pm
From 2019 to present, to combat spoofing, we have brought seven corporate cases totaling more than $1 billion in criminal monetary penalties, and secured convictions of 12 former traders at Wall Street financial institutions. [read post]
23 Feb 2023, 10:04 am
Rhoades not only left the corporate company to venture out on his own but also hired on a 12- person team, all of which worked under Rhoades at Wells Fargo, and named them the Financial Services and Investment Strategies Group. [read post]
22 Feb 2023, 1:07 pm
(It generally amounts to more than 50% of the total settlement recovery, acknowledging, at least by basic math, that they are the primary beneficiary of the litigation.). [read post]
21 Feb 2023, 7:04 am
” Citigroup paid a total of $285 million after being ordered to do so by the SEC. [read post]
13 Feb 2023, 7:20 am
The post FINRA Sanctions Fortune Financial for VA Sales appeared first on The White Law Group. [read post]
13 Feb 2023, 5:59 am
In the following guest post, Brian Baney, Senior Vice President, Head of Management and Professional Liability Claims, Ascot Group, Peter Trochev, Senior Vice President, Financial Institutions, Ascot Group, Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC, survey the current risk environment for private equity firms. [read post]
7 Feb 2023, 6:19 pm
Recoveries since 1986, when Congress substantially strengthened the civil False Claims Act, now total more than $72 billion. [read post]
6 Feb 2023, 5:51 am
This column was originally published on Feb. 2 in National Journal and is owned by and licensed from National Journal Group LLC. [read post]
1 Feb 2023, 9:05 pm
Financial Institutio [read post]
28 Jan 2023, 7:32 am
On the other hand, for the World Bank Groups Internaitonal Finance Corporation, "ESG Standards comprise the Performance Standards, which define clients' responsibilities for managing their environmental and social risks, and the Corporate Governance Methodology, which sets out an approach to evaluate and improve the corporate governance of clients. [read post]
27 Jan 2023, 11:31 am
The whistleblower received an award of nearly 30% of the total recovery. [read post]
10 Jan 2023, 10:00 pm
”Pullman seeks to recover damages for the violation of its rights, no less than 12.5% of the value of the Primary Wave Transaction, liquidated damages of $250,000—for a whopping total of some $125 million.Bet that wasn't music to their ears.# # #SOURCE:The Pullman Group LLC v Bauknight et al. [read post]
10 Jan 2023, 7:39 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
