Search for: "U.S. Commodity Futures Trading Commission"
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4 Apr 2023, 9:07 am
In news Nick Weaver will kick himself for missing, Binance is facing a bombshell complaint from the Commodities Futures Trading Commission (CFTC) (the Binance response is here). [read post]
3 Apr 2023, 9:01 pm
The Proposal generally retains the definition of a “qualified custodian” and includes registered broker-dealers, regulated banks and savings associations, registered futures commission merchants and certain foreign financial institutions (FFI). [read post]
3 Apr 2023, 4:16 pm
In news Nick Weaver will kick himself for missing, Binance is facing a bombshell complaint from the Commodities Futures Trading Commission (CFTC). [read post]
29 Mar 2023, 1:00 pm
“I hope it is implemented properly, because although the Dodd-Frank Act permits anonymous and confidential whistleblowing to the Security and Exchange Commission (SEC) and to the Commodity Futures Trading Commission (CFTC), up until the AML law, the Justice Department was not required to accept confidential and anonymous whistleblowing information in any of the reward laws, including false claims that they administer. [read post]
17 Mar 2023, 2:56 pm
Commodity Futures Trading Commission (CFTC), among others. [read post]
17 Mar 2023, 12:13 pm
Commodity Futures Trading Commission Enforcement Attorney Melanie Devoe, among other U.S. and UK attorneys and advocates, will join Kohn on this panel to discuss what has worked for American laws and programs and how the UK can implement and expand on those successes. [read post]
12 Mar 2023, 9:31 am
Commodity Futures Trading Commission sent four Glomars; the U.S. [read post]
10 Mar 2023, 12:59 pm
On March 8, Rostin Behnam, Chairman of the Commodity Futures Trading Commission (CFTC), testified before the U.S. [read post]
23 Feb 2023, 6:50 am
Commodity Futures Trading Commission (CFTC) issued a whistleblower award, the first of the 2023 Fiscal Year. [read post]
14 Feb 2023, 10:24 am
Postal Inspection Service, the Commodity and Futures Trading Commission, and the Treasury Department’s Financial Crimes Enforcement Network also investigate white-collar crimes, and they have vast resources with which to do so. [read post]
19 Jan 2023, 10:16 am
Individuals can disclose information relevant to potential FCPA violations to either the SEC or the Commodity Futures Trading Commission. [read post]
13 Jan 2023, 2:54 pm
In May 2022, Switzerland-based mining and commodities giant Glencore plc agreed to pay penalties of $700 million to resolve bribery investigations by the DOJ, as well as $485 million to resolve market manipulation investigations by the Commodity Futures Trading Commission. [read post]
10 Jan 2023, 12:33 pm
CHS Hedging: On December 20, 2022, the Commodities Future Trading Commission (CFTC) announced a $6.5 million settlement with CHS Hedging, a registered futures trading company. [read post]
3 Jan 2023, 10:08 am
CFTC Enforcement Actions Against Precious Metal Firms In September, 2022, the Commodity Futures Trading Commission announced an order resolving charges against Goldline, Inc. [read post]
21 Dec 2022, 10:00 pm
Commodity Futures Trading Comm'n v. [read post]
21 Dec 2022, 10:00 pm
Commodity Futures Trading Comm'n v. [read post]
21 Dec 2022, 10:00 pm
Commodity Futures Trading Comm'n v. [read post]
21 Dec 2022, 10:00 pm
Commodity Futures Trading Comm'n v. [read post]
21 Dec 2022, 10:00 pm
Commodity Futures Trading Comm'n v. [read post]
21 Dec 2022, 10:00 pm
Commodity Futures Trading Comm'n v. [read post]
