Search for: "William R. Dodds"
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7 Sep 2011, 8:41 am
Allen Henry R. [read post]
2 Sep 2011, 2:00 am
A provision in Dodd-Frank would have required this but it was ultimately dropped in the final draft. [read post]
22 Aug 2011, 4:04 am
Well, before Dodd-Frank, Rep. [read post]
3 Aug 2011, 12:52 pm
The late William Stuntz was a friend of both Skeel and I. [read post]
29 Jul 2011, 3:15 am
Today we will also have demonstrations of direct questioning by William K. [read post]
25 Jul 2011, 7:26 am
Court of Appeals for the Second Circuit has finally issued its opinion in the CSX case in which the District Court addressed whether the long party in a cash-settled total-return equity swap should be considered the beneficial owner of the underlying shares for reporting purposes under Section 13(d) of the Williams Act. [read post]
23 Jul 2011, 6:14 pm
” Under Section 21F of the Securities Exchange Act of 1934, which was added by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. [read post]
20 Jul 2011, 5:23 pm
Photo by Lindsey Williams. [read post]
13 Jul 2011, 6:26 am
Photo: William M. [read post]
14 Jun 2011, 4:29 am
But it is interesting to consider the new pressure Dodd-Frank is putting on the problem. [read post]
7 Jun 2011, 12:25 pm
Schoepfer & Mark Dodds, Internships in sport management curriculum: should legal implications of experiential learning result in the elimination of the sport management internship? [read post]
5 Jun 2011, 8:29 pm
That was the story with the passage of the Trust Indenture Act of 1939 (William O. [read post]
5 Jun 2011, 7:02 pm
That was the story with the passage of the Trust Indenture Act of 1939 (William O. [read post]
2 Jun 2011, 7:42 am
New Whistleblower Rules On May 25, 2011, the SEC adopted final rules implementing the whistleblower program Congress prescribed in the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
29 May 2011, 10:40 pm
Regarding the SEC proposal, Shepherd Smith Edwards founder and securities fraud attorney William Shepherd says, “What took you so long? [read post]
23 May 2011, 6:28 pm
Republican Presidential hopeful Michelle Bachmann wants to completely repeal Dodd-Frank, so white-collar criminals will never have to worry about potential whistleblowers. [read post]
18 May 2011, 11:25 pm
The topic is intended to be broad, to encourage submissions that deal with the state and federal “corporate law” systems, questions about Dodd-Frank and its governance role, as well as international corporate and business topics. [read post]
29 Apr 2011, 7:04 am
If I transfer a mortgage on Blackacre to Prince William, but bear risk on the performance of the mortgage, it's questionable whether I have sold the mortgage to him or merely loaned or leased it to him. [read post]
14 Apr 2011, 5:20 pm
Scott Garrett (R-NJ). [read post]
13 Apr 2011, 8:43 am
Governor Tarullo also mentioned as a positive development the joint rrecommendations of the IOSCO Technical Committee, chaired by SEC Commissioner Kathleen Casey and the Committee on Payment and Settlement Systems, chaired by NY Fed President William Dudley, for central counterparties and clearing arrangements for OTC derivatives.Committee Ranking Member Richard Shelby (R-AL) expressed concern with the status of an end user exemption for non-financial companies and the impact of… [read post]
