Search for: "Access International Advisors LLC" Results 141 - 160 of 234
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4 Jan 2017, 3:55 pm by nedaj
www.colefrieman.com January 4, 2016 Clients, Friends, Associates:While the holiday season is a cause for celebration and reflection, it is also the busiest time of the year for most investment managers. [read post]
3 Jan 2017, 4:28 pm by Kevin LaCroix
., the world’s largest litigation funding firm, and GKC Holdings, LLC, the parent company of Gerchen Keller Capital, the second-largest litigation funding firm. [read post]
31 Dec 2016, 12:36 pm by Kelly Phillips Erb
US and international tax planning, US tax compliance, OVDP, FATCA. [read post]
30 Dec 2016, 6:09 am
Sinkular and Julia Kennedy, Pay Governance LLC, on Thursday, December 29, 2016 Tags: Boards of Directors, Disclosure, Equity-based compensation, Executive Compensation, Firm performance, Incentives, Pay for performance, Payouts, Performance measures, Proxy disclosure, Shareholder value [read post]
23 Dec 2016, 1:00 am
Sharfman, University of Oklahoma, on Thursday, December 22, 2016 Tags: Corporate Social Responsibility, Environmental disclosure, ESG, Firm valuation, Institutional Investors, Institutional monitoring, Market efficiency, Ownership, Profitability, Public perception, Reputation, Risk management, Risk-taking, Shareholder value, Stock analysts, Sustainability Proxy Advisors and Investors Prep for 2017 Proxy Season Posted by Shirley Westcott, Alliance Advisors LLC, on… [read post]
1 Dec 2016, 2:48 pm by Gerard Stegmaier and Mark H. Francis
Insist that internal product teams and data owners understand the company’s privacy policies and collaborate with legal/privacy advisors; Data Supply Chain Reviews. [read post]
1 Dec 2016, 2:48 pm by Gerard Stegmaier and Mark H. Francis
Insist that internal product teams and data owners understand the company’s privacy policies and collaborate with legal/privacy advisors; Data Supply Chain Reviews. [read post]
28 Oct 2016, 1:00 am
Securities & Exchange Commission, on Wednesday, October 26, 2016 Tags: Bonds, Broker-dealers, Dodd-Frank Act, Due diligence, Information asymmetries, Institutional Investors, Investor protection, Misconduct, Municipal securities, Pension funds, Public finance, SEC, SEC enforcement, Securities enforcement, Securities fraud, Securities regulation Gender Differences in Executives’ Access to Information Posted by H. [read post]
1 Jul 2016, 6:11 am
Posted by Luo Zuo, Cornell University, on Wednesday, June 29, 2016 Tags: Behavioral finance, Earnings announcements, Executive performance, Firm performance, Management, Manager characteristics, Managerial style, Market reaction Seven Deadly Fallacies of Activist Investing’s Critics Posted by Charles Nathan, Finsbury LLC, on Wednesday, June 29, 2016 Tags: Boards of Directors, Firm performance, Institutional Investors, Long-Term value, Management, Proxy voting,Shareholder… [read post]
24 Jun 2016, 5:30 am by SHG
This is good, because writing a law is very difficult and while this was a fine effort for n00bs, it’s replete with internal inconsistencies. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
  Galen Marsh. 30-year old Galen Marsh joined Morgan Stanley in 2008 as a sales assistant, later becoming a customer service associate and then in 2014 a financial advisor. [read post]
14 Mar 2016, 2:56 am by Kevin LaCroix
  A paralegal working at the insured law firm, Cumberland & Erly, LLC (“C&E”), embezzled $157,268.75 through forging checks. [read post]
5 Feb 2016, 6:22 am
Deckelbaum, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Friday, January 29, 2016 Tags: Acquisitions, Break fees, Canada, Cross-border transactions, Go-shop, Hostile takeover, International governance,Mergers & acquisitions, Public firms, Strategic buyers, Takeovers, Tender offer, UK Alternatives to Equity Shares in a Low Stock Price Environment Posted by Steve Pakela, Pay Governance LLC, on Saturday, January 30, 2016 Tags: Boards of Directors, Compensation… [read post]
18 Jan 2016, 2:05 pm by D. Daxton White
Financial advisors and brokers typically receive high commissions and fees associated with MLPs, financial advisors and brokers recommending these products stand to gain by maximizing sales of MLPs and other high commission paying products. [read post]
28 Sep 2015, 2:10 pm by Cynthia Marcotte Stamer
  In 2014, for instance, a DOL investigation resulted in Shell Oil Co. and Motiva Enterprises LLC, which markets Shell gasoline and other products, agreeing to pay $4,470,764 in overtime back wages to 2,677 current and former chemical and refinery employees to settle DOL charges that the companies violated FLSA overtime provisions by not paying workers for the time spent at mandatory pre-shift meetings and failing to record the time spent at these meetings. [read post]