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4 Apr 2022, 8:55 am
His previous employers include Worden Capital Management LLC (CRD#:148366) of Melville, NY, Joseph Stone Capital L.L.C. [read post]
1 Apr 2022, 12:16 pm
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal 3-Jun-19Onna (Investee)Series… [read post]
13 Mar 2022, 9:44 am
Background KBL Merger Corp. [read post]
10 Mar 2022, 1:02 am
Broker dealers are required to inform clients of the risks associated with investment recommendations. [read post]
25 Feb 2022, 3:00 am
DiMassa and business associate John Bernardo are accused of creating phony businesses as a vehicle to steal federal money allocated to West Haven to defray the costs associated with the coronavirus pandemic. [read post]
22 Feb 2022, 12:09 pm
The post FINRA Bars Stockbrokers For Failing To Provide FINRA With Information February 2022 appeared first on Securities Arbitration Lawyers Blog. [read post]
22 Feb 2022, 9:02 am
The first is from the National Association Of Securities Dealers, Inc. [read post]
19 Feb 2022, 8:36 am
Empirical tests of left-associated, right-associated, and made-up artists. [read post]
18 Feb 2022, 3:00 am
But no former president has been more determined to meld his business interests with a continuing political operation and capitalize on that for personal gain. [read post]
15 Feb 2022, 2:05 pm
Ramas Capital M [read post]
1 Feb 2022, 4:08 pm
Medicare Part C pays a capitated amount to private health insurance carriers for each patient enrolled in their plans, rather than a payment for each distinct patient admission or service. [read post]
1 Feb 2022, 5:42 am
Native American Services Corp. [read post]
31 Jan 2022, 6:41 am
Alan Appelbaum (Alan Zelig Appelbaum, CRD#: 500336) is a previously-registered broker who last worked for Aegis Capital Corp. in their Boca Raton, FL office. [read post]
14 Jan 2022, 3:00 am
City Attorney Agrees to Plead Guilty in DWP Scandal MSN – Dakota Smith and David Zahniser (Los Angeles Times) | Published: 1/10/2022 A former high-level lawyer in Los Angeles City Attorney Mike Feuer’s office agreed to plead guilty in the federal corruption probe of the Department of Water and Power (DWP) billing debacle, becoming the first staffer under Feuer to do so. [read post]
11 Jan 2022, 7:10 am
Morgan (Investor)Note: Funding Secured for Working Capital 10-November-21Driven (Merger)Innovative Discovery (Merger) 3-November-21Digital Safe Product Line of Micro FocusSmarshNote: Announced with intent to close in Q1 2022 2-November-21Everlaw (Investee)TPG (Lead) with HIG Growth Partners, Capital G, Menlo Ventures, Andreessen Horowitz and K9 Ventures.Series D Funding for $202,000,000 27-October-21Nextpoint (Investee)Sterling National Bank and Bigfoot Capital… [read post]
10 Jan 2022, 2:15 pm
” (Corp. [read post]
4 Jan 2022, 10:09 pm
Lending Club Corp., No. 18-cv-02454 (N.D. [read post]
1 Jan 2022, 8:20 am
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal 3-Jun-19Onna (Investee)Series… [read post]
27 Dec 2021, 12:37 am
Estate of Collins v Tabs Motors Corp. [read post]
20 Dec 2021, 12:45 pm
Did you participate in an initial public offering (IPO) sold by Aegis Capital Corp.? [read post]
