Search for: "Bankers Financial Group, Inc."
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24 Jan 2014, 12:57 am
At a minimum, these cases and tactics highlight the volatile liability exposure which directors and officers face despite the BJR and the need for strong D&O financial protections to address that exposure. [read post]
24 Jan 2014, 12:57 am
At a minimum, these cases and tactics highlight the volatile liability exposure which directors and officers face despite the BJR and the need for strong D&O financial protections to address that exposure. [read post]
15 Jan 2014, 12:11 am
The banks that have been identified or made announcements regarding Forex regulatory investigations to date include: Barclays, Citigroup, Inc., Credit Suisse AG, Deutsche Bank, Goldman Sachs Group, HSBC, JP Morgan Chase & Co., Morgan Stanley, Royal Bank of Scotland, Standard Chartered and UBS. [read post]
17 Dec 2013, 6:00 am
Anderson, Founder & President, The Courage Group, Inc. [read post]
21 Mar 2013, 6:50 am
Even giant Apple Inc. sought advice from Goldman Sachs Group Inc. when it came under fire this year from activist hedge-fund manager David Einhorn, who has been pushing the company to return more cash to shareholders, according to people familiar with the matter. [read post]
8 Jan 2013, 6:31 am
Graves was registered with FINRA registered members during much of the relevant time period, including having worked at Questar Capital Corporation from March 2005 through May 2008, Fintegra, LLC from May 2008 through August 2009, Community Bankers Securities, LLC from August 2009 through December 2009, and Harrison Douglas, Inc. from February 2010 through June 2010. [read post]
15 Oct 2012, 8:13 am
The evidence showed that from 1996 through September 2000, Edwards, the founder of ETS Payphones, Inc. [read post]
22 Aug 2012, 3:20 pm
"A: I have no financial interest in StemCells Inc. or any of the individuals or firms that would benefit from approval of those awards by the ICOC. [read post]
20 Aug 2012, 7:00 am
In re MCB Financial Group, Inc., Case No. 10-11176-WHD, 2011 Bankr. [read post]
1 Aug 2012, 5:51 am
Joyce, Chairman and CEO, Knight Capital Group, Inc. [read post]
31 Jul 2012, 5:10 am
Solis In the second case, the Mortgage Bankers Association, a trade group for mortgage bankers challenged the DOL’s issuance, in 2010, of Administrative Interpretation, the 2010 AI, which expressly withdrew a DOL’s 2006 Opinion Letter, regarding the exempt status of typical Mortgage Loan Officers (“MLOs”). [read post]
31 Jul 2012, 4:41 am
Sarris, and his company, Sarris Financial Group, Inc. [read post]
25 Jul 2012, 6:22 am
Apparently, the Government Accountability Office (“GAO”) has been studying the possible reasons why so few victims of foreclosure in 2009 and 2010 chose to submit their cases for review by the Office of the Comptroller of the Currency (“OCC”) as part of the regulator’s Independent Foreclosure Review process. [read post]
26 Jun 2012, 3:08 pm
Kaplan has approved a $40 million class action settlement in the residential mortgage-backed securities lawsuit against three individuals who used to be affiliated with Lehman Brothers Holdings Inc. [read post]
17 Jun 2012, 3:52 pm
Prior to founding RaymondStevenson in 2007, Betsy worked with Pfizer Inc’s Corporate Communications group, where she developed strategy and directed international and top-tier media relations for the company’s Oncology and Central Nervous System portfolios and served as media counsel for Pfizer’s Chief Medical Officer and Senior Vice President Worldwide Development. [read post]
4 Jun 2012, 6:29 am
In New York, Rajat Gupta, who was once a director of Goldman Sachs Group Inc. [read post]
31 May 2012, 6:53 am
Stapled Financing In his 2005 Toys “R” Us, Inc. decision, then VC Strine was critical of the decision to allow one of the target board’s financial advisers to offer financing to the winning bidder after the merger agreement was signed. [read post]
21 May 2012, 5:15 am
This past week, the Co-Star Group, Inc., indicated that it had agreed to buy the MBA’s 10-story headquarters building in DC for $41.3 million. [read post]
18 May 2012, 11:09 pm
The relevant entities involved in this matter are The Spangler Private Funds, Equity Investors Group, LLC, Long/Short Equity Investors Group, LLC, Income+ Investors Group, LLC. , Spangler Ventures Seven, LLC, Spangler Ventures Nine, LLC, Spangler Ventures Eleven, LP, and TeraHop Networks Inc., and Tamara Inc. [read post]
4 May 2012, 1:06 pm
Forethought Financial Group, a privately-owned Houston based firm, is bringing more annuities business to Texas with its purchase of The Hartford Financial Services Group Inc. [read post]
