Search for: "Broad Street Securities Inc." Results 141 - 160 of 490
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12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
” For purposes of the rule, “covered investment advice” generally includes: A recommendation to a plan, plan fiduciary, plan participant and beneficiary and IRA owner for a fee or other compensation, direct or indirect, as to the advisability of buying, holding, selling or exchanging securities or other investment property, including recommendations as to the investment of securities or other property after the securities or other property are rolled over… [read post]
16 Mar 2014, 6:07 pm by Cynthia Marcotte Stamer
OCR’s investigation further uncovered general and widespread non-compliance by Skagit County with the HIPAA Privacy, Security, and Breach Notification Rules. [read post]
24 Jul 2019, 10:00 am by Kristian Soltes
Justice Department to Open Broad, New Antitrust Review of Big Tech CompaniesWall Street Journal – July 23, 2019 (subscription required) The Justice Department is opening a broad antitrust review into whether dominant technology firms are unlawfully stifling competition, adding a new Washington threat for companies such as Facebook Inc., Google, Amazon.com Inc. and Apple Inc. [read post]
23 Jun 2016, 10:21 am by Cynthia Marcotte Stamer
A $180,000 wrongful termination settlement that Foothill Packing, Inc. just paid to settle Department of Labor charges illustrates the potential Catch-22 tightrope that employers must walk when choosing between citizens and resident aliens with visas for hiring and firing decisions. [read post]
8 Aug 2012, 7:21 am by Cynthia Marcotte Stamer
Her insights on privacy and other matters are quoted in Modern Healthcare, HealthLeaders, Benefits, Caring for the Elderly, The Wall Street Journal and many other publications. [read post]
29 Nov 2017, 4:07 pm by Kevin LaCroix
As reported in the November 9, 2017 Wall Street Journal (here), Clayton commented at a recent securities law conference that “I have yet to see an ICO that doesn’t have a sufficient number of hallmarks of a security. [read post]
28 Sep 2021, 7:35 am by Adam Chan
CFIUS has jurisdiction over a broad swathe of foreign investment in the U.S., and Team Telecom’s jurisdiction covers certain licenses for foreign telecommunications companies to operate. [read post]
12 Dec 2007, 7:36 am
Other accomplishments by parents and advocacy organizations working together: raising the poverty level to 165% of poverty for, SCHIP; increasing pediatric subspecialty fees; and making sure that TEFRA is secure. [read post]
11 Nov 2009, 10:23 am
The concept of the public welfare is broad and inclusive? [read post]
29 Nov 2023, 9:01 pm by renholding
There were two types of actions with significant year-over-year increases: securities offering matters (55% increase) and broker-dealer matters (30% increase). [read post]
22 Jul 2013, 10:34 am by Cynthia Marcotte Stamer
  Her publications and insights  on HIPAA and other data privacy and security concerns appear in the Health Care Compliance Association, Atlantic Information Service, Bureau of National Affairs, World At Work, The Wall Street Journal, Business Insurance, the Dallas Morning News, Modern Health Care, Managed Healthcare, Health Leaders, and a many other national and local publications. [read post]
9 Jun 2009, 9:02 pm
I conducted the trial for the lead defendant, and secured a dismissal of all of the plaintiff’s claims. [read post]