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15 Nov 2023, 9:01 pm
Over the past year, Republican state attorneys general and members of Congress have targeted major banks, asset managers and insurance companies participating in net zero alliances, alleging that these initiatives could be restricting the supply of capital and underwriting services to carbon-intensive sectors, allegedly in violation of competition laws. [read post]
15 Nov 2023, 6:26 am
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
13 Nov 2023, 9:05 pm
Assessing Potential Risks The Analytic Framework retains the eight proposed “vulnerabilities that most commonly contribute” to financial stability risks.[24]Relative to the proposal, the Analytic Framework includes additional examples of the types of “quantitative metrics” the Council may consider under certain vulnerabilities: Vulnerability Sample Metrics – Proposal Additional Metrics – Final Leverage… [read post]
10 Nov 2023, 9:44 pm
Additional drawbacks of a sole proprietorship include the following: It is more difficult to raise capital due to the inability to sell stock, add new owners/members, or secure loans from banks, which tend to see sole proprietors as high Difficulty raising capital can lead to problems growing the business. [read post]
8 Nov 2023, 5:43 pm
But, the company itself was acquired by Bain Capital in 2012. [read post]
7 Nov 2023, 10:40 am
In order to promote competition in digital markets,[1] Latin American countries should not copy and paste “solutions” from other jurisdictions, but rather design their own set of policies. [read post]
3 Nov 2023, 6:00 am
That means merchants, networks, and banks are all affected—no small constituency. . . . [read post]
2 Nov 2023, 1:38 pm
Jeff Marwil has joined SC&H Capital, a leading investment bank specializing in M&A advisory for middle-market companies, as senior adviser. [read post]
2 Nov 2023, 9:04 am
These include, among others: Large operating companies (20+ full time employees and $5 million in gross receipts/sales); Public companies; Venture capital fund advisors; Pooled investment vehicles; Subsidiaries of certain exempt entities (must be wholly owned subsidiaries); Insurance companies and insurance producers; Certain other highly regulated entities, such as: Banks; Credit unions; Bank holding companies; Securities brokers or dealers; SEC-registered investment… [read post]
27 Oct 2023, 4:00 am
But their work also underscores how much of the political fight around the nascent war is being done on the fly; and how much is being waged in unconventional theaters: college campuses, corporate boardrooms, K Street offices. and Capitol Hill restaurants. [read post]
26 Oct 2023, 10:57 pm
Meanwhile, APRA announced various new and proposed updates to its prudential standards and commenced consultation on a range of proposed improvements to the effectiveness of Additional Tier 1 capital instruments (Hybrid Bonds) for use in potential bank stress scenarios. [read post]
25 Oct 2023, 9:01 pm
Bank supervision is critically important for the stability of the banking sector. [read post]
25 Oct 2023, 9:01 pm
On December 5, the Supreme Court will hear arguments in an important tax case, Moore v. [read post]
24 Oct 2023, 9:01 pm
It undermines the investor confidence needed for the fair, efficient, and orderly operation of our markets and for capital formation. [read post]
20 Oct 2023, 2:40 pm
October 20, 2023 Clients, Friends, and Associates: As we end the third quarter and enter the fall season, we would like to highlight some of the recent industry updates and occurrences we found to be both interesting and impactful. [read post]
18 Oct 2023, 3:02 pm
July started off with two reported deals as companies looked to strategically combine forces or attract new capital. [read post]
17 Oct 2023, 5:57 am
Courts look at many factors, none of which alone is sufficient to pierce the corporate veil, including, but not limited to: (i) USC’s corporate formalities are disregarded by FC, (ii) USC is inadequately capitalized, (iii) USC shares offices, employees, bank accounts, and telephone numbers with FC, (iv) the FC uses USC’ property as its own; (v) the agreements and other arrangements (such as sharing administrative services, employees, or… [read post]
17 Oct 2023, 2:59 am
HM Treasury also confirmed it does not envisage that the cash call will affect capital requirements. [read post]
16 Oct 2023, 11:00 pm
Capital Markets Understand the special disclosures and rules applying to companies based in China. [read post]
