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1 Aug 2023, 4:00 am by Jim Sedor
Simmons for Speaking Engagement Compensation” by Kai Uyehara (Kitsap Sun) for MSN Legislative Issues North Carolina: “Inside the Party Switch that Blew Up North Carolina Politics” by Kate Kelly and David Perlmutt (New York Times) for Seattle Times Procurement Kansas: “Kansas $180K Megaproject Consulting Job Went to Deputy Secretary’s LLC” by Jason Alatidd (Topeka Capital-Journal) for Yahoo News The post Tuesday’s… [read post]
31 Jul 2023, 4:03 am by Peter Mahler
The defendant demurred, stating that it did not have $250 million in legally available funds, i.e., surplus funds within the meaning of Section 513 of the Business Corporation Law. [read post]
28 Jul 2023, 2:56 pm by Jack Valladares
Griffin Durham Tanner & Clarkson LLC will tirelessly work to help restore your professional integrity and future. [read post]
28 Jul 2023, 1:02 pm by The White Law Group
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
24 Jul 2023, 11:28 am by The White Law Group
Hedge Funds: Hedge funds are investment funds that are typically only available to accredited investors. [read post]
20 Jul 2023, 2:09 am by The White Law Group
When selling DSTs there are additional duties brokerage firms have given the untraditional nature of DSTs compared to more traditional investments like ETFs or mutual funds. [read post]
19 Jul 2023, 11:32 am by The White Law Group
  Examples of Limited Partnership Investments Some examples of limited partnerships include real estate partnerships, oil and gas partnerships, private equity funds, and hedge funds. [read post]
14 Jul 2023, 6:30 am
Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Wednesday, July 12, 2023 Tags: Disclosure, Dodd-Frank Act, Executive Compensation, Pay for performance, SEC enforcement, TSR The Developing Litigation Risks from the ESG Backlash in the United States Posted by Rick S. [read post]
14 Jul 2023, 6:30 am
Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Wednesday, July 12, 2023 Tags: Disclosure, Dodd-Frank Act, Executive Compensation, Pay for performance, SEC enforcement, TSR The Developing Litigation Risks from the ESG Backlash in the United States Posted by Rick S. [read post]
13 Jul 2023, 7:00 am by Katherine Oberlies
This amount would be paid from the funds’ invested capital, which would in turn reduce the basis used to calculate fees paid by the fund to Insight. [read post]
5 Jul 2023, 12:52 pm by The White Law Group
These filings included audited financial statements and were related to GPB Capital Holdings, LLC (GPB Capital). [read post]
30 Jun 2023, 7:14 am
 Over the last three years, Global SWF LLC  has produced a quite useful GSR Scoreboard, which assesses the Governance, Sustainability, and Resilience progress and efforts of the world’s 200 largest State-Owned Investors.Global SWF has just released it latest GSR Scorecard. [read post]
The Wagner columns came within 120 miles of Russia’s capital, until Prigozhin called off his dogs, as a result of an apparent deal struck between the Wagner commander and the Kremlin. [read post]
A domestic entity is a corporation, LLC, or other entity created by filing a document with a secretary of state or a similar office under the law of a state or Indian tribe. [read post]
Individual Income Tax L. 2023 SB89 (Act 242) – The LDR Must Promulgate Regulations Related to the Net Capital Gain Deduction for Sale of a Louisiana Business Act 242 requires the Louisiana Department of Revenue (LDR) to promulgate regulations related to the individual income tax exclusion of net capital gains arising from the sale or exchange of an equity interest or substantially all of the assets of a non-publicly traded corporation, partnership, limited liability… [read post]
20 Jun 2023, 8:17 am by The White Law Group
(CRD#:37), DENVER, CO,  B, 03/04/2020 – 10/08/2020, SUPREME ALLIANCE LLC (CRD#:45348), CHARLOTTE, NC B, 01/02/2015 – 05/02/2018, CAPITAL ONE INVESTING, LLC (CRD#:45744), Houston, TX B, 05/13/2014 – 01/02/2015, CAPITAL ONE INVESTMENT SERVICES LLC (CRD#:25658), BEAUMONT, TX   Failure to Supervise    All broker-dealers have a responsibility to adequately supervise its… [read post]