Search for: "Capital One Financial Services"
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3 Oct 2019, 11:20 am
The plantiff’s brief complaint consists of a series of block quotations from various Capital One SEC filings in which the company made a number of statements about its privacy security, as well as the data security of third-party service providers. [read post]
21 May 2019, 7:30 am
Castleberry Financial Services Group LLC, managed by T. [read post]
23 Mar 2009, 4:51 pm
The crisis in capitalism stems from the systemic failures of business judgment in the financial sector which have caused the credit and solvency crises and led the world to the brink of depression. [read post]
18 May 2022, 9:01 pm
In other words, in those two key years, one could say we replaced one gold standard with another gold standard: the securities laws. [read post]
11 Oct 2019, 3:22 am
[Section 2(d) refusal of the mark BALLAST CAPITAL ADVISORS & Design for "financial planning and investment advisory services" [CAPITAL ADVISORS disclaimed] in view of the registered marks BALLAST POINT VENTURES, in standard character and design form, for "financial services, namely, venture capital, financial and investments consulting, financial and investments advice and financial and… [read post]
12 Feb 2020, 1:43 pm
(CRD# 16515), Alternative Wealth Strategies (CRD#130933), Equity Services, Inc. [read post]
26 Aug 2018, 7:59 pm
$1M in Junk Bond Sales Helps Fund Cetera Acquisition by Genstar Capital According to InvestmentNews, private equity firm Genstar Capital will sell $1B of junk bonds to help pay for its acquisition of Cetera Financial Group, which will be bought for $1.7B. [read post]
27 Nov 2014, 1:34 pm
The transparent financial reporting provided by companies reporting under IFRS helps participants in capital markets make more efficient and informed resource allocation; and makes investment more attractive to capital providers.The letter also noted that the use of IFRS globally by E.U. companies, without the need for restatement, has provided them with the benefit of achieving improved group reporting and administrative savings through having to report only under… [read post]
17 Mar 2008, 6:30 am
Healy worked as North Fork’s finance chief and oversaw 16 deals, concluding with Capital One Financial’s [...] [read post]
4 Sep 2018, 10:39 am
It is unlikely financial constraints are preventing profitable projects from being pursued by firms. [read post]
20 Aug 2023, 4:04 pm
Meanwhile APRA has revamped its prudential regulation, finalising the long awaited operating risk prudential standard CPS 230, publishing investment governance guidance and committing to an industry wide assessment of the cyber capability of the financial services regime. [read post]
28 Mar 2009, 8:09 am
This is where financial services failed us in the past several years. [read post]
5 Jan 2019, 9:32 am
For example, if a financial advisor sells an investor a $100,000 unit of one of the GPB Capital private placements, the advisor and his firm would be paid $10,000-$12,000 for making this sale. [read post]
9 Aug 2023, 9:01 pm
The Capital Proposal would also materially impact banking organizations with significant fee income operations as it includes new operational risk capital charges that are based, in part, on the amount of fee or commission-based income, including fiduciary and custody services, loan servicing, securities brokerage, investment banking, advisory and underwriting, and insurance. [read post]
1 Aug 2015, 5:49 am
Editor's Note: Dan Ryan is Leader of the Financial Services Advisory Practice at PricewaterhouseCoopers LLP. [read post]
18 Aug 2020, 7:59 am
The managed services company Factor, one of two companies that spun off last year from legal services company Axiom, said today that one of its original investors, the investment firm Carrick Capital Partners, will multiply its stake in the company to become its majority shareholder. [read post]
25 Sep 2012, 1:01 pm
Financial services firms should consider retaining outside counsel to evaluate their marketing and sales practices of consumer financial products for compliance with the new regulatory framework. [read post]
17 Aug 2013, 12:17 pm
We have defended debt collection lawsuits filed by numerous debt collectors, including A&A North American Financial, American Express, Arrow Financial Services, Asset Acceptance LLC, CACH LLC, Capital One, Cavalry Portfolio Services, Chase Bank USA, Chrysler Credit Corporation, Citibank, Discover Bank, Equable Ascent Financial, FIA Card Services, HFC Collection Center, HSBC Bank, Hudson & Keyse, JGB Portfolio… [read post]
9 Feb 2012, 6:48 pm
Today, Jon Walker tweeted that "No one man has done more to protect the power of the financial elites than President Obama. [read post]
1 Dec 2022, 9:00 am
Our Investment Adviser Group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
