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15 Dec 2022, 4:00 am by CFM Admin
Managers who no longer qualify for SEC registration as of the time of filing the annual Form ADV amendment must withdraw from SEC registration within 180 days after the end of their fiscal year (June 30, 2023, for most managers), by filing a Form ADV-W. [read post]
9 Dec 2022, 8:00 am by Gene Takagi
News) If there are any attorneys or law students who identify as Black, Native Americans, or Pacific Islanders who are interested in nonprofit corporate and tax-exemption laws and who’d like to pursue this area of practice, I’m committing one hour each week to being a resource. [read post]
Greg Lambert 4:09 We’d like to welcome Ari Treuhaft, President and CEO of Litify, and Pamela Wickersham, VP of product and engineering of Litify, to The Geek in Review, Ari and Pam, it’s great to have you both on the show. [read post]
30 Nov 2022, 2:13 pm by Kevin LaCroix
Securities Litigation, the court rejected the defendants’ price impact challenge, explaining that “‘[w]hile it is generally true that in an efficient market, any information released to the public is presumed to be immediately digested and incorporated into the price of a security, it is plausible that complex economic data understandable only through expert analysis may not be readily digestible by the marketplace. [read post]
24 Nov 2022, 9:07 am by Russell Knight
“[W]hen the property at issue is a small business and the parties have shown that they cannot work together, it is better to award the business solely to one party or the other. [read post]
18 Nov 2022, 1:02 pm by John Ross
But "[w]hether mutual contentment with the federal forum or genuine obliviousness brought the parties to this unfortunate juncture, this Court will not condone the exercise of jurisdiction where it did not truly exist. [read post]
11 Nov 2022, 7:30 am by Gene Takagi
(Michael Karate, Inside Philanthropy) If there are any attorneys or law students who identify as Black, Native Americans, or Pacific Islanders who are interested in nonprofit corporate and tax-exemption laws and who’d like to pursue this area of practice, I’m committing one hour each week to being a resource. [read post]
17 Oct 2022, 2:05 pm by Kevin LaCroix
  One final note, from a D&O insurance perspective, is that the question of ESG activity as a factor of D&O liability exposure. [read post]
10 Oct 2022, 5:01 am by Robert Liles
§ 3729-3733(1)(A)-(D), the government can use a Civil Investigative Demand to require a person: To produce such documentary material inspection and copying, To answer in writing written interrogatories with respect to such documentary material or information, To give oral testimony concerning such documentary material or information, or To furnish any combination of such material, answers, or testimony. [read post]
27 Sep 2022, 11:51 pm by Matthias Weller
 27-52 (online first) Chen, Shun-Hsiang “Signed, Sealed, & Undelivered: Unsuccessful Attempts of Judgment Recognition Between the U.S. and China”, Brooklyn Journal of Corporate, Financial & Commercial Law 16 (2022), pp. [read post]
26 Sep 2022, 12:15 am
If the LLC has officers, yet another statute comes into play - Section 17704.07(w), but that is a subject for another blog post. [read post]