Search for: "Data Exchange Corporation" Results 141 - 160 of 3,348
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14 Nov 2023, 9:01 pm by renholding
The submissions contained missing or inaccurate trade data for at least 163 million transactions. [read post]
13 Nov 2023, 9:05 pm by renholding
”[19]The Interpretive Guidance states that the Council expects to “continue addressing most risks through its collaboration with primary financial regulators” and will base any nonbank financial company designation on “data-driven analysis that reflects the distinctive aspects of the company, its market, and its existing regulation. [read post]
13 Nov 2023, 1:37 pm by Kevin LaCroix
As the SEC’s press release summarizes: The SEC’s complaint, filed in the Southern District of New York, alleges that SolarWinds and Brown violated the antifraud provisions of the Securities Act of 1933 and of the Securities Exchange Act of 1934; SolarWinds violated reporting and internal controls provisions of the Exchange Act; and Brown aided and abetted the company’s violations. [read post]
10 Nov 2023, 6:31 am
On October 7, 2023, California Governor Gavin Newsom signed into law two groundbreaking climate disclosure bills, SB253 (The Climate Corporate Data Accountability Act) and SB261 (The Climate-Related Financial Risk Act) (together, the “Laws”), which require major corporations doing business in the state to disclose their greenhouse gas (“GHG”) emissions and certain other climate-related risk data. [read post]
10 Nov 2023, 6:31 am
On October 7, 2023, California Governor Gavin Newsom signed into law two groundbreaking climate disclosure bills, SB253 (The Climate Corporate Data Accountability Act) and SB261 (The Climate-Related Financial Risk Act) (together, the “Laws”), which require major corporations doing business in the state to disclose their greenhouse gas (“GHG”) emissions and certain other climate-related risk data. [read post]
10 Nov 2023, 6:00 am by Paul M. Barrett
These include a framework for imposing liability on social media and other platforms that receive notice that they are hosting illegal material, obligations for user transparency, mandated public reports on content moderation activities, corporate self-assessments of the risks associated with platform features, outside audits, and access to data for researchers. [read post]
8 Nov 2023, 9:05 pm by renholding
Whereas price and performance data for mutual funds are readily available to the public, comparable data for CITs is not. [read post]
8 Nov 2023, 5:43 pm by Mark Ashton
” In divorce cases, anyway, there needs to be a better way to review and admit financial data where the assets or the corporate structures in which they reside are complex. [read post]
8 Nov 2023, 6:30 am
On October 10, 2023, the US Securities and Exchange Commission (SEC) adopted amendments to Sections 13(d) and 13(g) of the Securities Exchange Act of 1934, which among other things, accelerate the filing deadlines for Schedules 13D and 13G. [read post]
8 Nov 2023, 6:30 am
On October 10, 2023, the US Securities and Exchange Commission (SEC) adopted amendments to Sections 13(d) and 13(g) of the Securities Exchange Act of 1934, which among other things, accelerate the filing deadlines for Schedules 13D and 13G. [read post]
7 Nov 2023, 3:30 pm by Nicholas van Aelstyn
On October 7, 2023, California Governor Gavin Newsom signed into law two sweeping climate disclosure bills, Senate Bill 253 (“SB 253”), the Climate Corporate Data Accountability Act, and Senate Bill 261 (“SB 261”), the Climate-Related Risk Act. [read post]
 For example, in Unico Mechanical Corporation, the GAO sustained the protest where the agency unreasonably assessed a weakness (1) notwithstanding the proposal met the solicitation’s stated minimum requirement, and (2) for a mistaken finding that the offeror did not address a feature in its proposal. [read post]
1 Nov 2023, 2:40 pm by Daniel Jin
However, whether an NFT falls within the regulatory regime will need to be assessed on a case-by-case basis depending on whether it is used for one of the regulated activities (for example, where it is used as an exchange token) regardless of how it is described. [read post]
31 Oct 2023, 11:41 am by jeffreynewmanadmin
The Securities and Exchange Commission has charged charges against Austin, Texas-based software company SolarWinds Corporation and its chief information security officer, Timothy G. [read post]
29 Oct 2023, 9:05 pm by renholding
Also, the use of the DCSS in the Shenzhen Stock Exchange (SZSE) ChiNext Board and Hong Kong Stock Exchange (HKEX) Main Board was sparse. [read post]
ASIC alleges that Bit Trade’s margin trading product is a credit facility, as it offers customers credit for use in the sale and purchase of certain crypto assets on the Kraken exchange. [read post]
23 Oct 2023, 2:05 pm by Benjamin R. Dryden
Instead, the Agencies will consider the legality of information exchanges on a fact-dependent, case-by-case basis. [read post]