Search for: "Duke Investors"
Results 141 - 160
of 466
Sort by Relevance
|
Sort by Date
29 May 2019, 5:06 pm
. ********************* Warren Buffett, perhaps the most celebrated investor ever known, refers to bitcoin as “rat poison squared. [read post]
22 May 2019, 3:56 am
The DAO 21(a) Report With respect to ICOs, the critical area of inquiry for the SEC is whether investors were relying on the managerial efforts of others. [read post]
Elizabeth Warren's 7% Real Corporate Profits Tax Would Politicize GAAP, Harm Investors And Employees
21 May 2019, 11:00 am
Wall Street Journal op-ed: Don’t Let Warren Politicize Accounting, by Scott Dyreng (Duke): Sen. [read post]
20 May 2019, 11:02 am
Christopher Duke Bennet (CRD#: 2510231) is a former registered broker and investment advisor whose last employer was J.J.B. [read post]
17 May 2019, 6:06 am
Garrett (Duke University), on Monday, May 13, 2019 Tags: Banks, Corporate crime, Deferred prosecution agreements, DOJ, Financial institutions, Management, Misconduct, Non-prosecution agreement, Yates memo How We Howey Posted by Hester M. [read post]
9 May 2019, 7:31 am
The new EU Prospectus Regulation attempts at solving the conflict between investor protection and the opening of the capital market. [read post]
3 May 2019, 6:38 am
Why it matters: Vanguard’s Investment Stewardship Commentary Posted by Glenn Booraem, Vanguard, on Wednesday, May 1, 2019 Tags: Boards of Directors, Engagement, ESG, Index funds, Institutional Investors, Long-Term value, Shareholder voting, Stewardship, Vanguard Accounting Class Actions Filings and Settlements—2018 Review and Analysis Posted by Elaine Harwood, Frank Mascari, and Laura Simmons, Cornerstone Research,… [read post]
24 Apr 2019, 12:40 pm
The 15 individuals are: Daniel Broyles Michael Duke Richard Bohnsack Charles Davis Joel Duncan Mark Parman Paula Saccomanno William Roth Billy Ray Statham, Jr. [read post]
19 Apr 2019, 6:12 am
Wagner, Cleary Gottlieb Steen & Hamilton LLP, on Thursday, April 18, 2019 Tags: Corporate crime, Corporate liability, Elizabeth Warren, Management, Misconduct, Negligence, Securities enforcement Communicating Culture Consistently: Evidence from Banks Posted by Jillian Grennan (Duke University), on Thursday, April 18, 2019 Tags: Bank boards, Banks, Corporate culture, Financial advisers, Financial crisis, Firm… [read post]
18 Mar 2019, 12:33 pm
Over the years, I have worked closely with the Atlanta office’s dedicated enforcement staff and I am looking forward to our continued collaborative efforts in protecting investors and maintaining the integrity of the securities markets. [read post]
4 Mar 2019, 5:56 am
PitchBook users can search thousands of private equity and venture capital deals by hundreds of criteria, establish benchmarks, find real time data on deals, identify and analyze comparables, and search investor details.All current Duke University students, faculty, and staff are now eligible for Academic User accounts that permit restricted amounts of data exporting and printing: 10 daily / 25 monthly rows of company, deal, fund, or people data. [read post]
23 Feb 2019, 4:47 am
Additional Reading An Abridged Look at the Business of eDiscovery: A Short List of eDiscovery Investors An Abridged Look at the Business of eDiscovery: Mergers, Acquisitions, and Investments Source: ComplexDiscovery The post Five Great Reads on Data Discovery and Legal Discovery for February 2019 appeared first on ComplexDiscovery: eDiscovery Information. [read post]
21 Feb 2019, 1:00 am
Michael Simkovic (USC), Limited Liability and the Known Unknown, 68 Duke L.J. 275 (2018): Limited liability is a double-edged sword. [read post]
18 Feb 2019, 2:34 pm
Rather than prospectuses, token issuers put out so-called “white papers” describing the platform, software or product they are trying to build, and then investors buy those tokens typically using widely-accepted cryptocurrencies (like bitcoin and ethereum) or fiat currencies like the U.S. dollar. [read post]
15 Feb 2019, 6:14 am
Badawi (University of California) and Elisabeth de Fontenay (Duke University), on Wednesday, February 13, 2019 Tags: 401(k), Adverse effects, Agency costs, Contracts, Efficiency, Go-shop, Merger litigation, Mergers & acquisitions, Termination fees Public Letter following SEC Proxy Process Roundtable Posted by Edward Knight, Nasdaq, Inc.; Tom Quaadman, U.S. [read post]
4 Feb 2019, 2:18 pm
Duke University Will Pay Over $10M to Resolve Two Retirement Plan Lawsuits To settle two retirement plan lawsuits alleging breach of its obligations under the Employee Retirement Income Security Act, Duke University has consented to pay $10.65M. [read post]
24 Jan 2019, 2:36 pm
By vigorously enforcing these laws, the enforcement division furthers the SEC’s efforts to deter, detect, and punish wrongdoing in the financial markets, compensate harmed investors, and maintain investor confidence in the integrity and fairness of our markets. [read post]
14 Jan 2019, 6:41 am
We are starting up the debt restructuring class that we teach together at Duke and UNC on Tuesday. [read post]
17 Dec 2018, 3:14 pm
Consider last week’s announcement that professional boxer Floyd Mayweather and superstar music producer DJ Khaled pumped up ICOs without telling investors they were getting paid a promotional fee to do so. [read post]
10 Dec 2018, 3:16 pm
Around that same time, cryptocurrency trading platform Coinbase, recently valued at $8 billion, was founded and several years later, bitcoin gained status as a retail investor darling during its 1,300 percent price rise and march to nearly $20,000 in 2017. [read post]
