Search for: "FIDELITY FUNDING COMPANY"
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15 Feb 2012, 12:24 pm
” The employers of Lawson and Zang were each private companies that provided advising or management services by contract to the Fidelity family of mutual funds. [read post]
15 Feb 2012, 12:37 pm
” The employers of Lawson and Zang were each private companies that provided advising or management services by contract to the Fidelity family of mutual funds. [read post]
29 Sep 2019, 4:35 pm
Other activist shareholders initiating campaigns in the 2019 season include traditional active management funds such as Fidelity and T.Rowe Price and private equity funds such as Veritas Capital and Sycamore Partners. [read post]
24 Feb 2016, 7:08 am
ALERT: Companies have been receiving emails and other electronic instructions to make payments or transfer funds that – oops – are not truly authorized to be paid or transferred. [read post]
24 Feb 2016, 7:08 am
ALERT: Companies have been receiving emails and other electronic instructions to make payments or transfer funds that – oops – are not truly authorized to be paid or transferred. [read post]
24 Feb 2016, 7:08 am
ALERT: Companies have been receiving emails and other electronic instructions to make payments or transfer funds that – oops – are not truly authorized to be paid or transferred. [read post]
31 May 2017, 3:12 am
In the following guest post, a Senior Associate in D’Amato & Lynch, LLP’s Fidelity Bond Practice Group, examines how business can best match their cyber insurance to their cyber security needs. [read post]
6 Jan 2016, 4:16 am
The financing round was led by Fidelity Management and Research Co., with participation from additional new investor Cormorant Asset Management. [read post]
16 Jun 2016, 4:32 am
The lawsuit in question is Fleming v Fidelity Management Trust Company which was filed by a group of participants in the Delta Airlines, Inc. retirement plan against Fidelity alleging breach of fiduciary responsibility for excessive fees charged to their brokerage accounts. [read post]
2 May 2013, 5:16 pm
Fidelity conducted an audit of the Closing Company of PA pursuant to the title insurance contract between Fidelity and the Closing Company. [read post]
24 Feb 2016, 7:08 am
ALERT: Companies have been receiving emails and other electronic instructions to make payments or transfer funds that – oops – are not truly authorized to be paid or transferred. [read post]
5 May 2021, 7:06 am
On May 3, Fidelity, the giant U.S. asset manager, reportedly cut its valuation of Ant Group in half from August 2020 to February 2021, in the wake of the regulatory crackdown. [read post]
15 Mar 2019, 3:30 am
In the past few months it has been up and running with institutional investors like hedge funds and family offices, according to its top executive. https://www.cnbc.com/2019/03/08/fidelitys-new-cryptocurrency-company-is-up-and-running-despite-a-bear-market-for-digital-coins.html [read post]
19 Aug 2007, 1:00 pm
"That is, the company doesn't want to pay. [read post]
11 Mar 2014, 8:48 am
Plaintiffs in Lawson were employees of privately-held investment advisory and management firms that provided services to the Fidelity family of mutual funds, publicly-traded companies which themselves had no employees. [read post]
27 Mar 2012, 5:00 am
Zang (“Plaintiffs”) were employees of FMR LLC and of other related private companies that served as investment advisers to the Fidelity family of mutual funds. [read post]
8 Mar 2016, 5:16 am
Fidelity National Indemnity Insurance Company. [read post]
8 Apr 2009, 8:32 am
Under Section 36(b) of the Investment Company Act of 1940 ("ICA"), investment advisors owe mutual funds a fiduciary duty ("the highest obligation of good faith, fidelity, loyalty, fair dealing, and full disclosure," as a recent Minnesota Court of Appeals decision described the nature of a fiduciary duty). [read post]
14 Oct 2016, 5:58 am
[Law.com] * The latest bad news for Theranos: a hedge fund is suing the company for securities fraud, and it's represented by a pair of high-powered Gibson Dunn partners, former federal prosecutors Reed Brodsky and Winston Chan. [read post]
10 Mar 2018, 12:00 am
This week, Victor addresses some of the risk and expenses of investment platforms like Wealthfront and Fidelity target date funds. [read post]
