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1 Jul 2021, 6:00 am by Joe Wojciechowski
These are generally back-office functions and these companies, like Schwab, Fidelity, TD Ameritrade, and Interactive Brokers, typically disclaim away any responsibility to supervise for the suitability of the transactions at issue. [read post]
27 Jun 2021, 8:22 am by Russell Knight
An Illinois divorce is the process by which two married people unwind their joint lives into two separate rights and obligations. [read post]
6 Jun 2021, 12:59 pm by David Cole
Some have charged that in doing so we have abandoned our fidelity to the First Amendment in the years since our representation of a white supremacist protester in Charlottesville. [read post]
4 Jun 2021, 1:40 pm
 The Two Thrust Strategy "first seeks to affect the societal sphere by putting pressure on market actors to evidence fidelity to national (and perhaps international) human rights values in accordance with a specific application, in their market transactions. [read post]
3 Jun 2021, 8:21 am
It represents a much more open textured approach that signals the way on which authority and control will be exercised going forward to ensure fidelity to the guiding norms and principles of the US core of leadership, and as well the way that fidelity will be naturalized  among its masses. [read post]
1 Jun 2021, 3:07 pm
  It is the story of the perfectibility of humanity brought through a fidelity to a quite specific vision of both that perfection and the road that leads there. [read post]
28 May 2021, 1:27 pm by Silver Law Group
  Fidelity Brokerage Services LLC   Joseph Valenti   Newbridge Securities Corporation   Reid & Rudiger LLC   For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
19 May 2021, 4:28 pm
  But the act of solidarity with Euro-Norwegian elites is an important function--and an affirmation of fidelity to its perspectives and prejudices (in the sense of normatively supported prejudgment) is a key element of its continuing influence within the spheres in which it operates. [read post]
14 May 2021, 7:00 pm
  Sugar mono cultures effectively held the state hostage to markets for sugar and to the global financial community invested in its production, refinement, and distribution. [read post]
13 May 2021, 3:03 am by Liz Dunshee
The Statement says that, sure, there could be some mutual funds that can invest in Bitcoin futures in a way that works under the Investment Company Act – but the Staff is going to be closely monitoring a bunch of technical compliance issues. [read post]
12 May 2021, 1:34 pm by Amber Walsh
Silver Lake, Fidelity Management & Research Company and Coatue were significant participants in the Caris funding round. [read post]
5 May 2021, 10:51 am
  That activation presumes both expressions of fidelity to the content and form of the fetish, and a renewed internalization of its meaning now transposed into the bodies of the faithful. [read post]
5 May 2021, 7:06 am by Abby Lemert, Eleanor Runde
On May 3, Fidelity, the giant U.S. asset manager, reportedly cut its valuation of Ant Group in half from August 2020 to February 2021, in the wake of the regulatory crackdown. [read post]
30 Apr 2021, 12:39 pm by Gene Takagi
 Fidelity Investments Charitable Gift Fund prevailed in all aspects of litigation against it in case alleging violation of alleged promises made to two donors to a DAF. [read post]
29 Apr 2021, 4:00 am by Deanne Sowter
Over-identifying with a client can impair objective representation. [read post]
5 Apr 2021, 6:00 am by Guest Blogger
Nuclear weapons went hand-in-hand with big government investments in industry and consistent diplomatic efforts to open foreign markets. [read post]
29 Mar 2021, 10:12 am by Gene Takagi
Many boards make such decisions with their investment assets even if UPMIFA, a prudent investor law generally applicable to charities in 49 states, allows for consideration of the charitable purpose of the organization. [read post]
26 Mar 2021, 10:51 am
China will invest substantially more effort into singing its way to unity--an effort that is likely to be far more effective than the high level discourses of those great doctors of international law interpreting a document made effectively inscrutable by the necessities of politics. [read post]
Kirsten Hunter is Director of Thought Leadership at Fidelity Investments, where she focuses on emerging benefits that address the needs of today’s workforce [read post]