Search for: "Fields v. U.S. Securities and Exchange Commission"
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4 Nov 2013, 9:46 am
The $150 billion U.S. software industry has built itself on a mantra that has become the natural order: user beware. [read post]
1 Oct 2013, 5:53 pm
--Whitman v. [read post]
13 Jun 2013, 7:05 pm
Securities and Exchange Commission 12-1118Issue: Whether, to satisfy the “substantial assistance” requirement of Section 20(e) of the Securities Exchange Act, which authorizes the Securities and Exchange Commission to bring civil aiding-and-abetting claims, the SEC must allege and prove that the defendant’s conduct was a proximate cause of the primary violation. [read post]
11 Apr 2013, 3:33 pm
The EEOC Determined in Mia Macy v. [read post]
1 Apr 2013, 12:51 am
In a guest post below, Weil Gotshal attorneys Carangelo, Ferrillo and Hannah Field-Lowes take an updated look at the rapidly changing global regulatory environment and the securities litigation implications. [read post]
18 Jun 2012, 7:19 am
The change, approved by the Securities and Exchange Commission, will soon expand FINRA’s existing prohibition of class-action arbitrations to bar collective actions as well. [read post]
5 Jun 2012, 8:14 am
Attorney for the Southern District of Florida; John V. [read post]
5 Jun 2012, 8:14 am
Attorney for the Southern District of Florida; John V. [read post]
22 May 2012, 6:26 pm
Whistleblower Rodolfo Michelon is suing the Federal Bureau of Investigation and the Securities and Exchange Commission in an effort to obtain records connected to the their probe into his employer, Sempra Energy (SRE). [read post]
2 May 2012, 11:29 am
SinoTech Energy Ltd., Securities and Exchange Commission is suing SinoTech Energy Ltd. [read post]
22 Apr 2012, 10:15 pm
Plaintiffs claim the CFTC final rule failed to explain its reversal of a 2003 decision not to regulate an area already regulated by the Securities and Exchange Commission. [read post]
10 Apr 2012, 11:07 am
The disclosure documents in question were filed exclusively with the United States Securities and Exchange Commission rather than any Canadian securities regulator, and the issuer is not a “reporting issuer” under the Ontario Securities Act. [read post]
27 Mar 2012, 11:39 am
U.S. v. [read post]
23 Mar 2012, 9:14 am
Department of State, the Federal Communications Commission, the U.S. [read post]
25 Jan 2012, 9:46 pm
Howard-Anderson, ... the court ordered the plaintiffs it had found to have traded while in possession of confidential, nonpublic information to (i) self-report to the Securities Exchange Commission; (ii) disclose their improper trading in any future application to serve as lead plaintiff; and (iii) disgorge any profits made from the trades. [read post]
24 Jan 2012, 10:35 pm
Candidate at Harvard Law School, has published Private Securities Fraud Litigation after Morrison v. [read post]
16 Jan 2012, 12:47 pm
Clearly, the House was worried about the Underwear Bomber and other applicants abroad seeking U.S. visas, and the IG has been caught with its pants down. [read post]
2 Jan 2012, 4:17 pm
The U.S. [read post]
31 Dec 2011, 1:48 pm
The Counterargument of Judges Brown and Kavanaugh In a 2010 case, al-Bihani v. [read post]
31 Dec 2011, 1:20 pm
The Counterargument of Judges Brown and Kavanaugh In a 2010 case, al-Bihani v. [read post]
