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” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating  Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]
23 Aug 2022, 5:53 am by James A. Goldston
Recalling that certain commitments have been subscribed to by most governments grants them more weight than they would otherwise have. [read post]
16 Aug 2022, 9:05 pm by Aharon Mohliver
Stock-option backdating, the practice of changing the reported date of a stock-option grant to an earlier date, proliferated in the 1990s and early 2000s, with nearly one-third of public corporations engaging in it, according to some estimates (Heron and Lie, 2009). [read post]
19 Jul 2022, 5:00 am by Public Employment Law Press
  O’Hara, who was Town Supervisor at the time, then submitted the false invoices and checks to Prattsville and the New York State Housing Trust Fund Corporation to fraudulently obtain $24,915 in grant proceeds under the New York Main Street Program. [read post]
19 Jul 2022, 5:00 am by Public Employment Law Press
  O’Hara, who was Town Supervisor at the time, then submitted the false invoices and checks to Prattsville and the New York State Housing Trust Fund Corporation to fraudulently obtain $24,915 in grant proceeds under the New York Main Street Program. [read post]
13 Jul 2022, 11:02 am by Michael Ehline
The corporation referred to the area as a “facility for fractionating natural gas liquids. [read post]
11 Jul 2022, 1:26 pm by Kevin LaCroix
”   And as the Wall Street Journal noted in its July 2, 2022 article entitled “Supreme Court Ruling Adds Obstacles to SEC Policies” (here), West Virginia v. [read post]
5 Jul 2022, 3:28 am by Peter Mahler
Therefore, the motion seeking to dismiss all the derivative claims as to [the LLC] only is granted. [read post]
26 Jun 2022, 12:28 am by Bill Henderson
Guthrie and Cravath The era of the white-shoe lawyer arguably began on May 1, 1899, when Paul Cravath, then a 37-year-old corporate lawyer lateraled into the Seward law firm, thus becoming the law partner of 40-year-old William Guthrie in the firm that would eventually evolve into Cravath Swaine & Moore. [read post]
13 Jun 2022, 9:01 pm by Kyoko Takahashi Lin
On June 8, 2022, the Securities and Exchange Commission announced that it is again reopening the comment period for its proposed clawback rule, a rule that has been required to be promulgated since the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
13 Jun 2022, 3:45 pm by Bennett Cyphers
He installed two navigation apps from the company Sygic, as well as an app called Funny Weather, and granted them location permissions. [read post]
7 Jun 2022, 5:00 pm by Michael Ehline
Posted on Civil Rights Blog / Blog / Fact Check: Do Police Have a Duty To Protect Individuals Fact Check: Do Police Have a Duty To Protect Individuals? [read post]
28 May 2022, 2:25 pm by Michael Ehline
Unlike the Sheriff, municipal cops and chiefs are mostly appointed by city corporations, not the voters. [read post]
20 May 2022, 6:29 pm by Cynthia Marcotte Stamer
The CSAL released today is a courtesy notification to contractors selected for a Compliance Review (Establishment Review), Corporate Management Compliance Evaluation, or Functional Affirmative Action Program Review. [read post]