Search for: "INSTITUTIONAL TRADING CORPORATION" Results 141 - 160 of 6,381
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22 Jan 2024, 4:40 am by David Lynn
The proposal faced opposition from the House Natural Resources Committee, trade groups, local and state public officials and others. [read post]
19 Jan 2024, 10:34 am by luiza
  Freepoint also agreed to disgorge more than $7.6 million to the Commodity Futures Trading Commission (CFTC) in a related matter. 4 — Corficolombiana ($80M). [read post]
19 Jan 2024, 7:09 am by Melissa Tremblay
Erica served as co-chair of the 2023 American Conference Institute (ACI) False Claims Act and Qui Tam Enforcement conference. [read post]
19 Jan 2024, 6:30 am
Hicks, Debevoise & Plimpton LLP, on Thursday, January 18, 2024 Tags: Clawbacks, ESG, insider trading disclosures, pay-versus-performance disclosure, proxy statements, SEC, Updates [read post]
19 Jan 2024, 6:30 am
Hicks, Debevoise & Plimpton LLP, on Thursday, January 18, 2024 Tags: Clawbacks, ESG, insider trading disclosures, pay-versus-performance disclosure, proxy statements, SEC, Updates [read post]
19 Jan 2024, 3:00 am by Jim Sedor
National/Federal A New Republican Mom Wants to Change House Rules for Postpartum Voting DNyuz – Anni Karni (New York Times) | Published: 1/16/2024 When she arrived in Congress last year, Rep. [read post]
18 Jan 2024, 2:24 pm
All of this requires the vanguard, the leading forces of society, to guide social collectives first to appropriate states of trust, and then to the elaboration of trust in trustworthy acts, in which trust is measured, and accountability developed, around the normative expression of trustworthy acts, thoughts, institutions, culture, economics, etc. [read post]
18 Jan 2024, 8:31 am by Simon Lester
As to the concern about the impact of trade liberalization on U.S. domestic politics, I am skeptical, based on the polling, that trade is a big issue for most voters. [read post]
18 Jan 2024, 8:31 am by Simon Lester
As to the concern about the impact of trade liberalization on U.S. domestic politics, I am skeptical, based on the polling, that trade is a big issue for most voters. [read post]
16 Jan 2024, 1:19 pm by Kevin LaCroix
It falls short relative to the independent discoveries made by truth-seeking investigative journalists who do not pursue trading profits, and is subpar to the valiant breakthroughs achieved by whistleblowers who seek to rectify deep- rooted corporate malfeasance. [read post]
16 Jan 2024, 6:35 am by Unknown
By Anne Sherry, J.D.Comments are in on a proposed rule change that would allow Natural Asset Companies to trade on the NYSE. [read post]
14 Jan 2024, 6:30 pm by Etelka Bogardi (HK) and Conrad Lam
Transactions and direct acquisitions of spot VAs:  SFC-authorised VA Funds conducting spot VA trading should only do so through SFC-licensed VATPs (whether on or off-platform) or authorised institutions by the Hong Kong Monetary Authority (the HKMA) (AIs). [read post]
12 Jan 2024, 6:31 am
 Related research from the Program on Corporate Governance includes The Agency Problems of Institutional Investors (discussed on the Forum here) by Lucian A. [read post]
12 Jan 2024, 6:31 am
 Related research from the Program on Corporate Governance includes The Agency Problems of Institutional Investors (discussed on the Forum here) by Lucian A. [read post]
11 Jan 2024, 2:19 pm by Geoff Schweller
In that piece he called on the DOJ to, as required by law, institute procedures to accept anonymous and confidential whistleblower disclosures concerning violations of the Bank Secrecy Act. [read post]
11 Jan 2024, 1:54 pm by Adam Schwartz
The FTC has recently taken many other welcome actions to protect data privacy from corporate surveillance. [read post]
10 Jan 2024, 9:01 pm by renholding
Today [January 10], the Commission approved the listing and trading of a number of spot bitcoin exchange-traded product (ETP) shares. [read post]
9 Jan 2024, 9:01 pm by renholding
The Federal Trade Commission is scheduled to release its updates to the Green Guides as part of ongoing regulatory efforts to combat greenwashing. [read post]
8 Jan 2024, 10:21 am by Chris Sutton
By mandating the disclosure of true ownership information, the CTA empowers law enforcement agencies, financial institutions, and regulatory authorities with the necessary tools to track and combat illicit financial activities. [read post]
8 Jan 2024, 6:30 am
Since the turn of the century, the government and many private institutions have adopted a number of measures to promote improved CG. [read post]