Search for: "James A Merrill "
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1 Dec 2014, 8:35 am
Department of Justice’s criminal case against the perpetrators of the fraud, Carlos Wanzeler and James Merrill. [read post]
20 Nov 2014, 2:38 pm
Part Two: Improving the Process, Not Just the Rules By: Merril Hirsh, James M. [read post]
18 Nov 2014, 6:37 am
(Merrill). [read post]
16 Nov 2014, 7:37 am
In 2002, he disclosed that he was doing business through James E. [read post]
12 Nov 2014, 2:01 pm
About James M. [read post]
31 Oct 2014, 10:37 am
October 31, 2014 – In April 2014, Massachusetts Secretary of State, William Galvin, filed a complaint against Carlos Wanzeler and James Merrill, alleging that their company, TelexFree, Inc., was operated as a Ponzi scheme. [read post]
7 Oct 2014, 7:01 am
Brown and James P. [read post]
24 Sep 2014, 11:23 am
James Merrill and Carlos Wanzeler are also facing criminal charges. [read post]
23 Sep 2014, 12:24 pm
According to InvestmentNews, Bank of America Merrill Lynch asked two veteran advisors, James Goetz and Stephen Brown, to resign for allegedly recommending clients invest outside the firm. [read post]
23 Jun 2014, 7:01 am
Ameriprise (as with LPL and Raymond James) has franchise-like arrangements with brokers who remain independently employed. [read post]
4 Jun 2014, 9:30 pm
(See also Thomas Merrill's fine study, although I saw nothing to support his speculation about John Dickinson's influence on the Court after Crowell v. [read post]
30 May 2014, 7:50 am
FINRA recently announced that Wade James Lawrence (CRD #4512225, Registered Representative, Dallas, Texas) has been barred from association with any FINRA member in any capacity. [read post]
14 May 2014, 8:48 am
Although James Grimmelman’s Change.org petition to Wolters Kluwer has been closed, there may be other petitions to watch for and sign in the future. [read post]
10 May 2014, 7:01 pm
But our courts have looked very unfavorably on licenses that attempt to curtail first sale, in cases as old as Bobbs-Merril v. [read post]
7 May 2014, 11:45 am
Not only were TelexFree’s co-owners James Merrill and Carlos Wenzeler named in the SEC complaint, but so were several others. [read post]
1 May 2014, 6:40 am
As such, Claimant is liable for and shall pay to Respondent attorneys’ fees in the net sum of $32,957.00. 12-00152 Merrill Lynch International Finance, Incorporated and Merrill Lynch, Pierce, Fenner & Smith, Inc. [read post]
23 Apr 2014, 9:51 am
TelexFree was founded by Carlos Wanzeler, a Brazilian who immigrated to Worcester, Massachusetts, and James Merrill, a commercial cleaner from Ashland, Massachusetts, who attended Westfield State University for a brief period. [read post]
18 Apr 2014, 8:00 am
The complaint also alleges that since December 2013, TelexFree has transferred $30 million or more of investor funds from TelexFree operating accounts to accounts controlled by TelexFree affiliates or the individual defendants.In addition to the TelexFree firms, the complaint charges TelexFree co-owner James Merrill, of Ashland, Mass., TelexFree co-owner and treasurer Carlos Wanzeler, of Northborough, Mass., TelexFree CFO Joseph H. [read post]
24 Mar 2014, 8:40 am
March 25, Amherst College Political Science Department Amherst MA, 8-9:30 PM, Merrill Bldg., Rm. 220: “Democracy and Political Ignorance. [read post]
6 Mar 2014, 11:11 am
Merrill Lynch Pierce Fenner & Smith Inc.; Merrill Lynch Trust Co. [read post]
