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11 Feb 2024, 9:01 pm
The Interplay Between Section 10(b) Liability and Disclosure Obligations Under Item 303 of Regulation S-K Section 10(b) and Rule 10b-5 make it unlawful for securities issuers “[t]o make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading. [read post]
9 Feb 2024, 9:42 pm
Labor Code Sections 232(a) and (b). [read post]
9 Feb 2024, 2:52 am
While you can’t do this with a Roth IRA, it’s a strategy that can work with a traditional IRA, 401(k), 403(b), or similar account.Note that any beneficiary of a retirement account, charity or otherwise, will have to pay income tax on any distributions they receive. [read post]
8 Feb 2024, 6:00 am
Court of Appeals for the 2nd Circuit erred in holding that a failure to make a disclosure required under Item 303 of SEC Regulation S-K can support a private claim under Section 10(b) of the Securities Exchange Act of 1934, even in the absence of an otherwise misleading statement. [read post]
6 Feb 2024, 11:04 am
S-K is an actionable omission under Section 10(b) and Rule 10b-5. [read post]
6 Feb 2024, 8:59 am
Dustin B. [read post]
6 Feb 2024, 8:39 am
The case was brought by Frederick K. [read post]
5 Feb 2024, 10:00 pm
Benchmarking your 401(k) plan is the process of evaluating if the services provided to the plan, its investment and management fees, are competitive with other plans, services, and investments of a similar size or type. [read post]
4 Feb 2024, 10:30 pm
1 wie folgt: «Zum Schutz der Lieferketten der Armee und der militärischen Informations- und Kommunikationstechnologie sowie zur Erhaltung der Betriebskontinuität und der Resilienz gegenüber Bedrohungen, insbesondere im Cyberbereich, können die Militärverwaltung und die Armee mit Ausnahme von Funkfrequenzen: a. die Nutzung von Requisitionsgütern einschränken oder verbieten; b. [read post]
4 Feb 2024, 9:01 pm
In addition, there would be no need to file the clawback policy for subsidiaries that do not file an annual report on Form 10-K, Form 20-F or Form 40-F (most finance subsidiaries do not). [read post]
2 Feb 2024, 3:03 am
Gonzalez & Allyson B. [read post]
31 Jan 2024, 9:01 pm
Securities and Exchange Regulation S-K[2] can support a securities fraud claim under Section 10(b) of the Securities Exchange Act, even absent an otherwise misleading statement.[3] The plaintiffs alleged that Macquarie had issued material misstatements and omissions concerning the potential impact of new international fuel regulations on the company’s fuel storage business, in violation of both the Securities Act and the Exchange Act. [read post]
31 Jan 2024, 6:13 am
Smith and Ryan K. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
30 Jan 2024, 10:30 am
Or should they keep the 401(k) plan in place for a short time following closing and then merge it with their 401(k) plan? [read post]
30 Jan 2024, 10:30 am
Form 8-K Reportable Transactions and Filing Deadlines Reference Chart Keep an eye on material events to be reported on Form 8-K. [read post]
30 Jan 2024, 10:30 am
Read now » Related Content Construction Arbitrator Selection: a/k/a "I Have an Arbitration Provision in My Construction Contract—Now What Do I Do? [read post]
30 Jan 2024, 3:15 am
In addition to new Item 1609 of Regulation S-K that applies specifically to de-SPAC disclosures, Item 10(b) of Regulation S-K has been expanded to address concerns about prominence and non-GAAP financial measures for all companies. [read post]
29 Jan 2024, 6:33 am
That variable was measured by use of the Kessler 6-Item Psychological Distress Questionnaire (K-6), which the study’s authors describe as a globally accepted tool to identify serious mental illness. [read post]
29 Jan 2024, 12:10 am
Stefan Thöni: DAT117 Justizöffentlichkeit DAT118 Geheimjustiz DAT176 Böse USB-Sticks DAT177 Böse Antivirus-Software Florent Thouvenin: DAT204 Informationelle Selbstbestimmung Marcel Waldvogel: DAT131 Europas sicherster Cloud-Speicher DAT132 Zero-Knowledge Privacy DAT156 IT-Sicherheit bei Dienstleistern des Bundes DAT157 IT-Sicherheit: Was für Fragen stellt das Fedpol seinen Dienstleistern? [read post]
