Search for: "Morgan Chase Management, Inc." Results 141 - 160 of 222
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26 Mar 2012, 7:12 am by Broc Romanek
Daniel of Goldman owned $300,000 of shares in Kinder Morgan Management LLC, a publicly-traded entity related to Kinder Morgan, a person familiar with the matter said. [read post]
15 Feb 2012, 11:47 am by Jenna Greene
Firm lawyers also represented AT&T in its (failed) acquisition of T-Mobile USA and JP Morgan Chase in settling charges related to municipal derivatives. [read post]
10 Feb 2012, 1:25 pm
Inc. and its subsidiary Morgan Stanley Smith Barney LLC were fined $1 million by FINRA for excessive markups and markdowns in corporate and municipal bond transactions. [read post]
6 Jan 2012, 7:48 am by Theo Francis
JPMorgan Chase (JPM) (with 2,096) and Morgan Stanley (MS)  (with 1,764) rounded out the top five. [read post]
27 Dec 2011, 2:42 pm by The LBN Team
Annuity News Now Harrington Investments, Inc., (HII) a socially responsible investment advisory firm has filed shareholder resolutions calling on Citigroup, Bank of America, and JP Morgan Chase to stop indemnifying directors against civil and criminal liabilities. [read post]
22 Dec 2011, 11:00 am by Lucas A. Ferrara, Esq.
  ---   RESOLVED, that shareholders of The Goldman Sachs Group, Inc. [read post]
16 Dec 2011, 10:54 pm
(The 22 investors include the Federal Reserve Bank of New York, Black Rock Inc., Goldman Sachs Asset Management, MetLife Inc., and PIMCO). [read post]
30 Nov 2011, 2:15 pm by Mandelman
 JP Morgan Chase went from A+ to A; Goldman Sachs, Bank of America, Morgan Stanley and Citigroup were downgraded from A to A-; and Wells Fargo was cut from AA- to A+. [read post]
29 Nov 2011, 8:14 am by Mandelman
(WFC), Goldman Sachs Group Inc. and Morgan Stanley (MS) — had $50 billion in risk tied to the GIIPS. [read post]
23 Nov 2011, 9:16 pm
To settle FINRA accusations that it used misleading marketing materials when selling Wells Timberland REIT, Inc., Wells Investment Securities, Inc. has agreed to pay a $300,000 fine, as well as to an entry of the findings. [read post]
12 Oct 2011, 7:24 am by admin
Morgan Chase & Co., “may obtain a deficiency” judgment in foreclosure cases but will “often waive” the leftover debt when a homeowner agrees to a so-called short sale of a house for less than is owed on it, a bank spokesman says. [read post]
8 Sep 2011, 1:24 pm by WIMS
H.R. 2273, the Coals Residuals Reuse and Management Act, sponsored by Rep. [read post]
14 Jul 2011, 6:08 am by Will Aitchison
J.P Morgan Chase & Co., CA No. 09-261, 2009 WL 605833 *4-5 (N.D.Cal. [read post]