Search for: "Office of Atty General" Results 141 - 160 of 241
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25 Aug 2011, 10:18 pm
& holds that cash tsf to fin. inst. as agent for redemption meets §546(e) safe harbor. t.co/VmTMLnW B-IL doubts §523(a)(2)(A) false pretenses claim can be sustained w/out proof of positive acts to further the deception. t.co/vF8krhw B-AZ: Litigation dgs. owed to dbtr for atty fees arent limited by what dbtr actually paid attys as unsec cr. of estate. t.co/PIwOL09 B-SDNY extends time to complete defective service on corp (named officer not… [read post]
27 Jul 2011, 12:08 pm
Georgia began examining the securities in May after lawyers received complaints from investors who asked if the state had any open investigations, Vincent Russo, general counsel and acting assistant securities commissioner for the Secretary of Stateandrsquo;s office, said in a telephone interview last month. [read post]
25 Jul 2011, 3:56 pm by thejaghunter
I wanted to inform you that I sent out today my criminal complaint of treason to the IL US Atty, Lisa Madigan and to the local FBI in Springfield, IL. [read post]
9 Jun 2011, 9:28 am
FINRA and the SECandrsquo;s Office of Investor Education and Advocacy are issuing this alert to make investors aware of these risks and to help them better understand how structured notes with principal protection work. [read post]
29 May 2011, 12:22 am
Dreier forged its signature to settlement agreement & absconded with funds. http://ow.ly/55jvj BK-FL: Trustee doesn't own alter ego claims where injury is specific to a creditor & not to debtor & creditors generally. http://ow.ly/55jFj 6th Cir.: Dana shareholders adequately pled a strong inference of scienter against both the officers and the corporation. http://ow.ly/55jHv BK-TX (Clark): Code § 505(a)(1) doesn't confer subj. matter… [read post]
6 May 2011, 9:10 pm
" "Early on, a young and inexperienced attorney at that firm [Andrew] became Jill's primary attorney, and interacted with Ken's attorneys for the next two years, interactions that would generate a 35-page register of actions and 19 volumes of court files. [read post]
1 May 2011, 6:18 pm by Tomassi Law Associates
If you are injured and seeking justice then do consult with Frekhtman Associates at 1-866-ATTY-LAW. [read post]
11 Feb 2011, 7:52 am
NEWARK - The Office of the Attorney General through its Bureau of Securities has signed a final Consent Order that requires UBS to repurchase auction-rate securities (ARS) from New Jersey clients to settle allegations that the firmandrsquo;s securities dealers sold ARS without disclosing known risks of the ARS market. [read post]
9 Feb 2011, 2:35 pm by Elie Mystal
Sent: Sunday, February 06, 2011 To: LIST/Non-Partner Atty/ALL Cc: LIST/Partner/ALL; Directors of Admin and Office Admin/All; Attorney Development Group; Moser, Cheryl L. [read post]
28 Jan 2011, 1:04 pm by axd10
Philadelphia, PA Executive Office, American Law Institute, 2009. [read post]
11 Jan 2011, 10:27 am
In general, what constitutes reasonable diligence will vary depending on, among other things, the complexity of and risks associated with the security or investment strategy and the firm’s or associated person’s familiarity with the security or investment strategy. [read post]