Search for: "Private Funding Management Inc" Results 141 - 160 of 2,336
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5 Jul 2023, 12:52 pm by The White Law Group
FINRA censured and fined Hightower Securities $100,000 and ordered resitution for certain customers who purchased GPB Capital’s private placements and LJM funds. [read post]
25 Jun 2023, 10:03 am by Chris Castle
’s management of the black box as would apply to a pension fund (under ERISA) or comparable duty. [read post]
19 Jun 2023, 5:26 am by centerforartlaw
By Alec Lesseliers Introduction The British Museum, the Metropolitan Museum of Art (MET), and the Germanisches Nationalmuseum are a few of the world’s most famous and largest history museums with objects in their collection from all over the world. [read post]
19 Jun 2023, 4:41 am by Franklin C. McRoberts
Kramer executed a Limited Partnership Agreement of PWP MC LP, a contract all members of the firm’s management committee signed. [read post]
15 Jun 2023, 7:33 am by Richard West
Private equity firm Cornell Capital had acquired Instant Brands Acquisition Holdings Inc. in 2018, investing $300 million. [read post]
14 Jun 2023, 9:11 am by Silver Law Group
” For whistleblowers, there are two takeaways from the Stable Road case: First, the SEC is receptive to tips relating to any false representations a SPAC makes to investors about its plans, its management of investor funds, and the like. [read post]
12 Jun 2023, 2:08 pm by The White Law Group
Cetera Advisors LLC allegedly unsuitably invested its clients in Hospitality Investors Trust Inc. and other alternative investments. [read post]
9 Jun 2023, 9:44 am by Cynthia Marcotte Stamer
A former lead advisor to the Government of Bolivia on its pension privatization project, Ms. [read post]
2 Jun 2023, 6:30 am
Holland, Simpson Thacher and Bartlett LLP, on Saturday, May 27, 2023 Tags: anti-ESG, Financial institutions, Institutional Investors, legislation, Monetary policy, State regulation Significant Amendments to Private Fund Adviser Reporting on Form PF Posted by Diane Blizzard and Radhika Kshatriya, Kirkland & Ellis LLP, on Sunday, May 28, 2023 Tags: Disclosure, Form PF, Investment advisers, Private equity, Private funds, SEC enforcement The… [read post]
2 Jun 2023, 6:30 am
Holland, Simpson Thacher and Bartlett LLP, on Saturday, May 27, 2023 Tags: anti-ESG, Financial institutions, Institutional Investors, legislation, Monetary policy, State regulation Significant Amendments to Private Fund Adviser Reporting on Form PF Posted by Diane Blizzard and Radhika Kshatriya, Kirkland & Ellis LLP, on Sunday, May 28, 2023 Tags: Disclosure, Form PF, Investment advisers, Private equity, Private funds, SEC enforcement The… [read post]
31 May 2023, 9:05 pm by renholding
In 2010, the total amount of funding raised by fintech firms was just over $1 billion dollars, while in 2018, total funding was around $40 billion. [read post]
26 May 2023, 6:30 am
Securities and Exchange Commission, on Saturday, May 20, 2023 Tags: Asset management, Cybersecurity, Fiduciary duties, Private funds, registered funds, SEC enforcement, Securities Act The State of Climate Investing Posted by Chris Goolgasian and Cheryl Duckworth, Wellington Management, on Sunday, May 21, 2023 Tags: Asset Managers, Climate change, climate disclosures, climate investing, ESG, Private equity Anatomy of a Run: The… [read post]
26 May 2023, 6:30 am
Securities and Exchange Commission, on Saturday, May 20, 2023 Tags: Asset management, Cybersecurity, Fiduciary duties, Private funds, registered funds, SEC enforcement, Securities Act The State of Climate Investing Posted by Chris Goolgasian and Cheryl Duckworth, Wellington Management, on Sunday, May 21, 2023 Tags: Asset Managers, Climate change, climate disclosures, climate investing, ESG, Private equity Anatomy of a Run: The… [read post]
17 May 2023, 12:30 pm by The White Law Group
  Jensen was reportedly affiliated with Tembion Capital Management in Santa Fe, New Mexico from 2012 until 2022. [read post]
17 May 2023, 11:05 am by Cynthia Marcotte Stamer
For more information about these or other health or other legal, management or public policy developments, please contact [read post]