Search for: "Prudential Insurance Company"
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24 Oct 2019, 12:07 pm
Siskind has assisted his clients with claims against many of the well-known disability insurance carriers including CIGNA, Hartford, UNUM, Lincoln, Prudential, Mutual of Omaha, Reliance Standard and others. [read post]
17 Oct 2019, 7:17 am
On October 10, 2019, the Board of Governors of the Federal Reserve System (Board), together with the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation, adopted a final rule to revise the criteria for determining the applicability of regulatory capital and liquidity requirements for large U.S. banking organizations and the U.S. intermediate holding companies of certain foreign banking organizations. [read post]
3 Sep 2019, 11:35 pm
The ASX has strongly encouraged any listed companies engaging in or proposing to engage in cryptocurrency-related activities to read ASIC’s Information Sheet 225 Initial coin offerings and crypto-assets and to seek legal advice from a reputable Australian law firm about its application to the company’s activities. [read post]
22 Aug 2019, 9:31 am
The usually predictable world of portfolio transfers received a jolt on 16 August when Mr Justice Snowden declined to exercise his discretion to sanction the proposed insurance business transfer of a £12.9 billion book of in-payment annuities from The Prudential Assurance Company Limited (“Prudential”) to Rothesay Life Limited (“Rothesay”). [read post]
16 Aug 2019, 2:57 pm
I’m not an expert on LTC or reading the financial statements associated with these insurance companies, but this part of the report resonated with me: “We compare GE’s LTC policies to Prudential and Unum, two insurers with similar pre-mid-2000’s vintage LTC policies, but whose policies have much lower risk characteristics than GE’s. [read post]
6 Aug 2019, 8:49 am
Independent Financial Group, LLC Kane, Jordan Citizens Securities, Inc Martinez, Joseph Pruco Securities, LLC The Prudential Insurance Company of America Sercia, Anthony Traderfield Securities Inc Legend Securities, Inc Weldon, Benjamin State Farm VP Management Corp FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain… [read post]
1 Aug 2019, 1:00 am
Travelers Insurance Company Ltd v XYZ was heard on 11th June. [read post]
2 Jul 2019, 6:32 pm
ASIC’s statement also reminds public companies, large proprietary companies and corporate trustees of registerable superannuation entities that a compliant whistleblower policy must be in place by 1 January 2020. [read post]
2 Jul 2019, 12:23 pm
The Commission considers that some areas of the prudential group supervision framework may not ensure harmonized implementation of the rules by groups and national supervisors. [read post]
1 Jul 2019, 12:46 pm
Morgan Keegan & Company, Inc Avent, Meiewyn Alliance-One Investments, LLC Metlife Investors Distribution Company Bougopoulkos, Nicholas Wells Fargo Securities, LLC Stifel Financial Corp Cook, Marian Farmers Financial Solutions, LLC Corley, Robert Fidelity Brokerage Services LLC Redstone Securities, Inc Detamore, Craig Allstate Financial Services, LLC Dysart, Jennifer … [read post]
28 Jun 2019, 8:09 am
In practice this is a licensing process in all but name and subjects IFNs to prudential rules and reporting obligations. [read post]
24 Jun 2019, 1:00 am
Travelers Insurance Company Ltd v XYZ, heard 11 Jun 2019. [read post]
1 Jun 2019, 5:50 am
The style of the San Antonio case is, The Prudential Insurance Company of America v. [read post]
23 May 2019, 7:47 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bang, Gregory NYLife Securities LLC Bishop, Tywan Charles Schwab & Co, Inc ETrade Block, Gabriel First Standard Financial Company LLC… [read post]
15 May 2019, 3:01 am
David Rule, Executive Director of Insurance Supervision at the Prudential Regulation Authority (PRA), has delivered a speech on ‘Model use and misuse’ at the Association of British Insurers Prudential Seminar. [read post]
1 May 2019, 4:10 am
DNOs for group companies: when granting DNOs for group companies, DNB will now review all group companies included in the ownership chain. [read post]
12 Apr 2019, 8:25 am
Insurance Agency Peter Gomez NYLife Securities LLC New York Life Insurance Co Harris, Dionna Vanguard Marketing Corporation Henry, Omar Cetera Advisors LLC JP Morgan Securities LLC King, Erin Wells Fargo Clearing Services, LLC Wells Fargo Bank Lin, Linda Lossing, Christopher LPL Financial LLC Edward Jones McNeill, Randolph Buckman, Buckman & Reid, Inc … [read post]
28 Feb 2019, 6:41 pm
Among the most important recent parallel efforts to develop Guiding Principles was that undertaken by John Knox-- Framework Principles of Human Rights and the Environment.One of the areas that has generated substantial interest in the business sand finance sectors has been the role and the responsibilities of financial institutions for monitoring the human rights breaches of those companies in which they invest to to which they provide financing. [read post]
15 Feb 2019, 9:11 am
In this situation, find out what records the insurance company requested and which records were received. [read post]
14 Feb 2019, 4:44 am
For UK insurance undertakings, the transitional regime only covers the run-off of insurance contracts that were concluded before the time of withdrawal. [read post]
