Search for: "Robert Pierce"
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22 Oct 2019, 12:22 pm
Ameriprise Financial Services NBC Securities Jeffrey Lundstrom Signator Investors, Inc Transamerica Financial Advisors Uriah Mitchell JP Morgan Securities Raymond Montchal Morgan Stanley Citigroup Global Markets Robert Neuedorf David Lerner Associates Merrill Lynch, Pierce, Fenner & Smith Silver Law Group represents investors in securities and investment fraud cases through FINRA… [read post]
22 Oct 2019, 10:26 am
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Carolyn Andrews UBS Financial Services Morgan Keegan & Company Meiewyn Avent Alliance-One Investments Metlife Investors Distribution Co … [read post]
1 Oct 2019, 7:02 am
Robbins, and barely held onto Chief Justice Roberts’ fifth vote, by cataloging a long list of limitations on Auer (and, presumably, Chevron deference). [read post]
27 Sep 2019, 12:30 pm
Which doesn't sit right with Dorice and Robert Pierce, who have called their apartment home since 2000. [read post]
27 Sep 2019, 6:00 am
Posted by Michael Ewens (California Institute of Technology) and Richard Townsend (UCSD), on Friday, September 20, 2019 Tags: Capital formation, Diversity, Entrepreneurs, Venture capital firms Statement on Volcker Rule Amendments Posted by Robert J. [read post]
26 Sep 2019, 11:10 pm
Background Memo from House Staff The Honorable Jay Clayton TestimonyThe Honorable Robert J. [read post]
16 Sep 2019, 12:37 pm
Rev. 217 (1977 – 1978), perhaps in contrast to the somewhat disillusioned “Divisible College of International Lawyers” by Anthea Roberts, Is International Law International? [read post]
13 Sep 2019, 7:25 am
Hill ProfJulieHill Alabama Shalini Ray shalbharg Alabama immigration professional responsibility civil procedure Adam Steinman Adam_Steinman Alabama Joyce Vance joycewhitevance Alabama Criminal Law/Procedure Criminal Justice Reform, Civil Rights Andy Ayers ABlakesleeAyers Albany Immigration Admin Government Ray Brescia rbrescia Albany Access to Justice and Technology Inequality Ted De Barbieri TedDeBarbieri Albany Community Economic Development… [read post]
23 Jul 2019, 4:30 pm
” Similarly, Trump-appointed SEC Commissioner Hester Pierce would also likely disagree with the President. [read post]
1 Jul 2019, 12:46 pm
Merrill Lynch, Pierce, Fenner & Smith Inc Heilman, Peter Edward Jones High, Robert First Financial Equity Corp Chase Investment Services Corp Irizarry, Melissa LPL Financial LLC Invest Financial Corp LaBare, Richard Union Capital Company Morgan Stanley & Co Inc Mariampolski, Arnold AXA Advisors Ohel, Ziv CFD Investments, Inc Ameriprise Financial Services,… [read post]
5 Jun 2019, 6:00 am
In May 2018, President Trump withdrew the United States from the Iran nuclear deal—also known as the Joint Comprehensive Plan of Action (JCPOA). [read post]
29 May 2019, 10:18 am
Special Counsel Robert Mueller today made a surprise public statement, nearly six weeks after the public release of his report on the Russia investigation. [read post]
17 May 2019, 9:30 pm
" Recently posted over at Law and Political Society is the symposium Piercing the Monetary Veil. [read post]
16 May 2019, 11:25 am
McLaughlin, Esq. and Robert Chewning, Esq. wrote the briefs. [read post]
13 May 2019, 4:06 am
” At The George Washington Law Review’s On the Docket blog, Richard Pierce argues that in in Thacker v. [read post]
8 May 2019, 6:30 am
During the disjunctions of John Quincy Adams, Pierce/Buchanan, Hoover, and Carter, there was intense ferment in the opposition, focused on the creation of a new party or transformation of an existing one. [read post]
25 Apr 2019, 11:59 am
Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America, N.A. [read post]
25 Apr 2019, 11:56 am
According to FINRA Disciplinary actions for April 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Boj, Pedro UBS Financial Services Inc BBVA Securities of PR Brooks, Carter Wells Fargo Clearing Services LLC Edward Jones Lofaro, Patrick Rockwell Global Capital LLC Dalton Strategic Investment Services… [read post]
19 Apr 2019, 5:33 am
Insurance Agency Guillory, Michael Financial West Group The Shemano Group, Inc Hamm, Brandon Wells Fargo Clearing Services Hartigan, John Entrustpermal Securities LLC Calyon Financial Inc Jones, Marques Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Merlo, Robert Allstate Financial Services Pruco Securities Norris, Timothy BMO Harris Financial Advisors… [read post]
18 Apr 2019, 9:01 pm
Pierce ruled Gillmor’s conflict-of-interest forms are related to her role as a politician and thereby qualify as “political works” that are protected speech under the anti-SLAPP statute. [read post]
