Search for: "Securities & Exchang v. Lewis" Results 141 - 160 of 216
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5 Aug 2016, 6:27 am
Klingsberg, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, August 3, 2016 Tags: Antitrust, Beneficial owners, Disclosure, DOJ, Exchange Act, Hart-Scott-Rodino Act, Proxy contests, Schedule 13D,SEC, SEC rulemaking, Securities enforcement, Securities regulation, Shareholder activism, Shareholder communications, Shareholder proposals, ValueAct Capital Race and Gender Inequality in the Boardroom Posted by Matthew E. [read post]
19 Jul 2021, 2:45 pm by Kevin LaCroix
NASDAQ, in conjunction with the Securities and Exchange Commission, has proposed its own standards to encourage greater board diversity and transparency surrounding board diversity. [read post]
10 May 2009, 5:53 pm
(in support of petitioners) Docket: 08-974 Title: Lewis, et al. v. [read post]
27 Apr 2018, 6:01 am
Securities and Exchange Commission, on Thursday, April 26, 2018 Tags: Broker-dealers, Capital formation, Capital markets, Conflicts of interest, Cybersecurity, Disclosure, Fiduciary duties, Investment advisers, Investor protection, Risk management, SEC, Securities regulation [read post]
21 Jun 2018, 3:20 pm by Mark Walsh
Securities and Exchange Commission, about whether the commission’s administrative-law judges are “officers of the United States,” subject to the appointments clause in Article 2 of the Constitution. [read post]
22 Jul 2016, 6:10 am
Securities and Exchange Commission and Zhaodong (Ken) Zhong, Rutgers Business School, on Sunday, July 17, 2016 Tags: Capital markets, CFTC, Credit default swaps, Derivatives, Dodd-Frank Act, Financial reform, Financial regulation,Liquidity, OTC derivatives, Reporting regulation, Transparency Empire of the Fund: The Way We Save Now Posted by William Birdthistle, Chicago-Kent College of Law, on Monday, July 18, 2016 Tags: ERISA, Financial regulation, Institutional Investors,… [read post]
6 Jul 2015, 6:50 am by John Jascob
Berman in Duka (also a case challenging the SEC’s ALJs, but ultimately denying the requested injunctive relief) in favor of a narrower view announced by Judge Lewis A. [read post]
16 Apr 2010, 7:24 am by Anna Christensen
  Above the Law comments on the exchange as well. [read post]
29 May 2018, 4:13 am by Edith Roberts
Securities and Exchange Commission, which asks whether SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, and Lagos v. [read post]
29 Sep 2021, 7:47 pm by Race to the Bottom
(Michael Bongiorno Timothy Perla, Meagn Barriger, and Jessica Lewis, WilmerHale). [read post]
27 Jun 2008, 8:54 am
Federal Election Commission (PDF 176 KB)Decision Released June 26, 2008 That Deems Unconstitutional the "Millionaire's Amendment"06/26/2008 Supreme Court Opinion: District of Columbia v. [read post]
21 May 2012, 4:54 am by INFORRM
On the same day there is an application concerning mode of trial in the case of Lewis v Commissioner of Police before Tugendhat J. [read post]
12 Jan 2017, 7:01 am by John Elwood
National Association of Manufacturers v. [read post]
20 Jun 2015, 9:30 am by Staley Smith
Circuit ruling last week, Zoe Bedell presented us an overview of the DC Circuit’s Opinion in Al Bahlul v. [read post]