Search for: "The Record Law Firm, LLC"
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24 Jun 2009, 11:16 am
Tomorrow, June 25, 2009, Joel Beck of The Beck Law Firm, LLC will be a presenter for West Legal Works program on SEC Rule 151A, along with Marc Dobin, Esq. and Linas Sudzius, Esq. [read post]
20 Dec 2021, 7:27 pm
The law firm of Gordon Feinblatt LLC announced that 17 of its attorneys were named to the 2022 Maryland Super Lawyers list and an additional nine have been named by Super Lawyers as 2022 Maryland Rising Stars. [read post]
30 Jun 2022, 12:55 pm
Ellis is an estate planning attorney with Davis, Agnor, Rapaport, and Skalny, LLC – a Howard County-based law firm serving the Maryland community. [read post]
12 Oct 2010, 5:40 am
Cosgrove Law, LLC is excited that the Senate has finally tuned into its blog and is taking it seriously. [read post]
4 Sep 2018, 2:22 pm
By altering the firm’s documents, Warner impeded on the firm’s ability to maintain accurate records. [read post]
20 May 2024, 6:47 am
This is a labor-intensive process that involves reviewing attorney time records and interviewing lawyers to determine the scope of the prior representation and what confidential information the law firm may possess. [read post]
10 Jan 2023, 7:39 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
14 Oct 2019, 11:57 am
The law offices of Gana Weinstein LLP are currently investigating claims that advisor Bryan Clark (Clark), formerly associated with Madison Avenue Securities, LLC (Madison Securities), was accused of selling securities without informing his brokerage firm. [read post]
12 Nov 2013, 11:49 am
Shulga is the founder of Shulga Law Firm, P.C., a New York-based boutique law firm specializing in advising individual and corporate clients on aspects of business, corporate, securities, and intellectual property law. [read post]
4 Oct 2019, 2:35 pm
Because the trial court did not issue findings of fact and conclusions of law, we imply all facts necessary to support its judgment that are supported by the record. [read post]
17 Aug 2017, 1:45 pm
This in-house law firm experience helps bridge the gap often encountered when attorneys work with outside consultants and experts. [read post]
6 Jun 2024, 11:39 am
He can be reached at Jeff@JeffNewmanLaw.com or at 617-823-3217 The post Founder and former CEO of World Energy LLC sustainable fuel company sentenced for $15 million fraud scheme appeared first on Jeff Newman Law. [read post]
28 Jan 2020, 3:02 pm
Brokers are required under the securities laws to treat their clients fairly. [read post]
11 Jul 2017, 1:38 pm
Wells Fargo Clearing Services, LLC provides account statements, trade confirms and other record-keeping, operational, clearing, and custodial services for introducing brokerage firms. [read post]
Repeat After Me: You May Not Expel a Member of a New York LLC Unless the Operating Agreement Says So
17 Sep 2018, 3:25 am
[Citations to record omitted.] [read post]
4 Jul 2018, 1:19 pm
Friedman, LLC, is a criminal defense law firm centrally located in New Brunswick, Middlesex County, New Jersey. [read post]
29 Apr 2016, 4:46 am
Neff is a partner with the law firm of Fox Rothschild LLP. [read post]
12 May 2020, 3:07 am
” The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
5 Jul 2017, 1:31 pm
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA), in November 2016, Thomas Oliphint (Oliphint) was discharged and terminated by LPL Financial LLC (LPL) over allegations that Oliphint violated firm policy regarding outside business activities. [read post]
9 Feb 2024, 8:59 am
By failing to maintain and preserve required records, some of the firms likely deprived the SEC of these off-channel communications in various SEC investigations. [read post]
