Search for: "U.S. Commodity Futures Trading Commission"
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15 Dec 2022, 8:00 am
In November, the U.S. [read post]
15 Dec 2022, 4:00 am
In November, the U.S. [read post]
9 Dec 2022, 1:08 pm
Jordan did this while trading gold and silver futures contracts on the Commodity Exchange (COMEX), which is a commodities exchange operated by the CME Group. [read post]
2 Dec 2022, 3:00 am
As the financial world examines why major firms threw hundreds of millions of dollars at the 30-year-old Bankman-Fried, some are looking anew at his courtship of Washington, D.C. and why he sought to build ties with Rostin Behnam and the agency he leads, the Commodity Futures Trading Commission. [read post]
23 Nov 2022, 6:41 am
Still, participants were able to trade in significant volumes this year and adjust their risk positions effectively, providing reliable price discovery for the global commodity trade, he stated.Backdrop. [read post]
8 Nov 2022, 12:44 pm
The estimate also uses analysis of similar programs at the Securities and Exchange Commission (SEC) and the Commodities Futures Trading Commission (CFTC). [read post]
7 Nov 2022, 6:37 am
Commodity Futures Trading Commission (CFTC)’s 2022 fiscal report highlights the largest-ever whistleblower award made under the Dodd-Frank Act. [read post]
2 Nov 2022, 6:38 am
Commodity Futures Trading Commission (CFTC) released its 2022 Annual Report on its whistleblower program. [read post]
1 Nov 2022, 8:44 am
The Framework encourages regulators, such as the SEC and Commodity Futures Trading Commission (“CFTC”), to investigate and pursue enforcement actions against illegitimate practices within the cryptocurrency space. [read post]
25 Oct 2022, 10:46 am
U.S. [read post]
24 Oct 2022, 6:45 am
”To reduce disruptions in the FX market, the IAA suggests several options for actions the Commission could take, separately or with the CFTC, including:The Commission could consult with the Commodity Futures Trading Commission (CFTC), which has primary responsibility for overseeing foreign currency trading, to determine whether that agency can take any action in the FX markets to support the SEC’s move to T+1 settlement.The… [read post]
20 Oct 2022, 9:47 pm
Securities and Exchange Commission should partner with the Commodity Futures Trading Commission to create a new self-regulatory organization funded by industry participants. [read post]
19 Oct 2022, 5:51 pm
Commodity Futures Trading Commission released its annual enforcement results, reporting that its enforcement division recovered over $2.5 billion in restitution, disgorgement, and civil monetary penalties during the past fiscal year. [read post]
18 Oct 2022, 8:56 am
“The key is to avoid an employment case, and instead keep the source employed to continue to gather evidence, as seen in Commodities [Futures Trading Commission], Securities [and Exchange Commission], and Internal Revenue Service cases,” Kohn said. [read post]
16 Oct 2022, 9:05 pm
During the Consumer Decade, an unprecedented number of new federal regulatory agencies were established or granted new authority, including the Environmental Protection Agency (EPA), the Occupational Safety and Health Administration (OSHA), the Commodity Futures Trading Commission (CFTC), the National Highway Traffic Safety Administration (NHTSA), and, of course, the CPSC. [read post]
10 Oct 2022, 5:01 am
Assistant U.S. [read post]
6 Oct 2022, 5:16 am
But there is one consistent point in all the work on performance-based rules (ranging from Coglianese’s postmortem on the Volkswagen scandal to the principles articulated in 2020 by the then-chair of the Commodity Futures Trading Commission): Performance-based regulations will work only if government agencies are able to specify, measure, and enforce performance. [read post]
5 Oct 2022, 8:00 am
Commodity Futures Trading Commission (CFTC) issued eleven Notices of Covered Actions (NCAs) covering a $710 million settlement with eleven major financial institutions including Bank of America, Goldman Sachs, and Deutsche Bank. [read post]
3 Oct 2022, 7:52 am
Commodities Futures Trading Commission asserted its jurisdiction over “virtual currencies. [read post]
29 Sep 2022, 8:34 am
Individuals can disclose information relevant to potential FCPA violations to either the SEC or the Commodity Futures Trading Commission (CFTC). [read post]
